Filing Details
- Accession Number:
- 0001415889-24-022803
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-09-04 17:51:17
- Reporting Period:
- 2024-08-30
- Accepted Time:
- 2024-09-04 17:51:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1069183 | Axon Enterprise Inc. | AXON | Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480) | 860741227 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1167028 | W Patrick Smith | 17800 North 85Th Street Scottsdale AZ 85255 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-08-30 | 105,495 | $364.97 | 3,030,861 | No | 4 | M | Direct | |
Common Stock | Disposition | 2024-08-30 | 1,308 | $361.48 | 3,029,553 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-08-30 | 6,555 | $362.20 | 3,022,998 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-08-30 | 9,530 | $363.29 | 3,013,468 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-08-30 | 12,386 | $364.24 | 3,001,082 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-08-30 | 20,221 | $364.98 | 2,980,861 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2024-09-03 | 64,505 | $355.16 | 3,045,366 | No | 4 | M | Direct | |
Common Stock | Disposition | 2024-09-03 | 28,217 | $355.15 | 3,017,149 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-09-03 | 2,322 | $355.98 | 3,014,827 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-09-03 | 18,226 | $355.98 | 2,996,601 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-09-03 | 8,766 | $356.96 | 2,987,835 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-09-03 | 5,273 | $358.10 | 2,982,562 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-09-03 | 7,289 | $358.87 | 2,975,273 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-09-03 | 2,076 | $359.91 | 2,973,197 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-09-03 | 2,031 | $361.13 | 2,971,166 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-09-03 | 800 | $362.70 | 2,970,366 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-09-04 | 14,444 | $350.48 | 2,955,922 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-09-04 | 10,758 | $351.44 | 2,945,164 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-09-04 | 2,874 | $353.49 | 2,942,290 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-09-04 | 8,753 | $354.36 | 2,933,537 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-09-04 | 8,090 | $355.26 | 2,925,447 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-09-04 | 620 | $356.10 | 2,924,827 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | Disposition | 2024-08-30 | 105,495 | $0.00 | 105,495 | $28.58 |
Common Stock | Employee Stock Option | Disposition | 2024-09-03 | 64,505 | $0.00 | 64,505 | $28.58 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
255,436 | 2023-05-26 | 2028-02-28 | No | 4 | M | Direct |
190,931 | 2023-05-26 | 2028-02-28 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.
- Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
- The transaction was executed in multiple trades at prices ranging from $360.74 to $361.73. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $361.74 to $362.73. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $362.76 to $363.75. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $363.76 to $364.75. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $364.76 to $365.28. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $354.48 to $355.475. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $355.48 to $356.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This sale of unrestricted shares was executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.
- The transaction was executed in multiple trades at prices ranging from $356.48 to $357.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $357.48 to $358.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $358.48 to $359.43. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $359.52 to $360.34. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $360.55 to $361.35. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $350.00 to $350.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $351.00 to $351.92. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $352.81 to $353.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $353.82 to $354.81. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $354.82 to $355.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $355.82 to $356.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.