Filing Details

Accession Number:
0001415889-24-022803
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-09-04 17:51:17
Reporting Period:
2024-08-30
Accepted Time:
2024-09-04 17:51:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1069183 Axon Enterprise Inc. AXON Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480) 860741227
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1167028 W Patrick Smith 17800 North 85Th Street
Scottsdale AZ 85255
Chief Executive Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-08-30 105,495 $364.97 3,030,861 No 4 M Direct
Common Stock Disposition 2024-08-30 1,308 $361.48 3,029,553 No 4 S Direct
Common Stock Disposition 2024-08-30 6,555 $362.20 3,022,998 No 4 S Direct
Common Stock Disposition 2024-08-30 9,530 $363.29 3,013,468 No 4 S Direct
Common Stock Disposition 2024-08-30 12,386 $364.24 3,001,082 No 4 S Direct
Common Stock Disposition 2024-08-30 20,221 $364.98 2,980,861 No 4 S Direct
Common Stock Acquisiton 2024-09-03 64,505 $355.16 3,045,366 No 4 M Direct
Common Stock Disposition 2024-09-03 28,217 $355.15 3,017,149 No 4 S Direct
Common Stock Disposition 2024-09-03 2,322 $355.98 3,014,827 No 4 S Direct
Common Stock Disposition 2024-09-03 18,226 $355.98 2,996,601 No 4 S Direct
Common Stock Disposition 2024-09-03 8,766 $356.96 2,987,835 No 4 S Direct
Common Stock Disposition 2024-09-03 5,273 $358.10 2,982,562 No 4 S Direct
Common Stock Disposition 2024-09-03 7,289 $358.87 2,975,273 No 4 S Direct
Common Stock Disposition 2024-09-03 2,076 $359.91 2,973,197 No 4 S Direct
Common Stock Disposition 2024-09-03 2,031 $361.13 2,971,166 No 4 S Direct
Common Stock Disposition 2024-09-03 800 $362.70 2,970,366 No 4 S Direct
Common Stock Disposition 2024-09-04 14,444 $350.48 2,955,922 No 4 S Direct
Common Stock Disposition 2024-09-04 10,758 $351.44 2,945,164 No 4 S Direct
Common Stock Disposition 2024-09-04 2,874 $353.49 2,942,290 No 4 S Direct
Common Stock Disposition 2024-09-04 8,753 $354.36 2,933,537 No 4 S Direct
Common Stock Disposition 2024-09-04 8,090 $355.26 2,925,447 No 4 S Direct
Common Stock Disposition 2024-09-04 620 $356.10 2,924,827 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option Disposition 2024-08-30 105,495 $0.00 105,495 $28.58
Common Stock Employee Stock Option Disposition 2024-09-03 64,505 $0.00 64,505 $28.58
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
255,436 2023-05-26 2028-02-28 No 4 M Direct
190,931 2023-05-26 2028-02-28 No 4 M Direct
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.
  2. Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
  3. The transaction was executed in multiple trades at prices ranging from $360.74 to $361.73. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. The transaction was executed in multiple trades at prices ranging from $361.74 to $362.73. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  5. The transaction was executed in multiple trades at prices ranging from $362.76 to $363.75. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  6. The transaction was executed in multiple trades at prices ranging from $363.76 to $364.75. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  7. The transaction was executed in multiple trades at prices ranging from $364.76 to $365.28. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  8. The transaction was executed in multiple trades at prices ranging from $354.48 to $355.475. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  9. The transaction was executed in multiple trades at prices ranging from $355.48 to $356.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  10. This sale of unrestricted shares was executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024.
  11. The transaction was executed in multiple trades at prices ranging from $356.48 to $357.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  12. The transaction was executed in multiple trades at prices ranging from $357.48 to $358.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  13. The transaction was executed in multiple trades at prices ranging from $358.48 to $359.43. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  14. The transaction was executed in multiple trades at prices ranging from $359.52 to $360.34. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  15. The transaction was executed in multiple trades at prices ranging from $360.55 to $361.35. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  16. The transaction was executed in multiple trades at prices ranging from $350.00 to $350.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  17. The transaction was executed in multiple trades at prices ranging from $351.00 to $351.92. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  18. The transaction was executed in multiple trades at prices ranging from $352.81 to $353.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  19. The transaction was executed in multiple trades at prices ranging from $353.82 to $354.81. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  20. The transaction was executed in multiple trades at prices ranging from $354.82 to $355.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  21. The transaction was executed in multiple trades at prices ranging from $355.82 to $356.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.