Filing Details
- Accession Number:
- 0001519850-11-000023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-25 15:08:12
- Reporting Period:
- 2011-08-24
- Filing Date:
- 2011-08-25
- Accepted Time:
- 2011-08-25 14:08:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
902274 | Libbey Inc | LBY | Glass & Glassware, Pressed Or Blown (3220) | 341559357 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1208761 | T Timothy Paige | Libbey Inc Po Box 10060 Toledo OH 43699-0060 | Vice President-Administration | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-24 | 524 | $12.41 | 21,131 | No | 4 | P | Indirect | by 401(k) plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | by 401(k) plan |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 41,081 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | $1.07 | 2010-02-12 | 2019-02-12 | 6,207 | 6,207 | Direct |
Common Stock | Non-Qualified Stock Option (right to buy) | $10.13 | 2011-02-11 | 2020-02-11 | 5,487 | 5,487 | Direct |
Common Stock | Non-Qualified Stock Option (right to buy) | $11.79 | 2006-12-08 | 2015-12-08 | 8,000 | 8,000 | Direct |
Common Stock | Non-Qualified Stock Option (right to buy) | $12.80 | 2017-02-17 | 8,632 | 8,632 | Direct | |
Common Stock | Non-Qualified Stock Option (right to buy) | $15.35 | 2009-02-15 | 2018-02-15 | 3,995 | 3,995 | Direct |
Common Stock | Non-Qualified Stock Option (right to buy) | $17.00 | 2012-02-10 | 2021-02-10 | 3,511 | 3,511 | Direct |
Common Stock | Non-Qualified Stock Option (right to buy) | $20.39 | 2005-12-10 | 2014-12-11 | 6,500 | 6,500 | Direct |
Common Stock | Non-Qualified Stock Option (right to buy) | $23.93 | 2003-11-20 | 2012-11-21 | 9,500 | 9,500 | Direct |
Common Stock | Non-Qualified Stock Option (right to buy) | $28.53 | 2004-12-15 | 2013-12-16 | 6,200 | 6,200 | Direct |
Common Stock | Non-Qualified Stock Option (right to buy) | $30.55 | 2002-11-13 | 2011-11-14 | 9,500 | 9,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-02-12 | 6,207 | 6,207 | Direct |
2020-02-11 | 5,487 | 5,487 | Direct |
2015-12-08 | 8,000 | 8,000 | Direct |
2017-02-17 | 8,632 | 8,632 | Direct |
2018-02-15 | 3,995 | 3,995 | Direct |
2021-02-10 | 3,511 | 3,511 | Direct |
2014-12-11 | 6,500 | 6,500 | Direct |
2012-11-21 | 9,500 | 9,500 | Direct |
2013-12-16 | 6,200 | 6,200 | Direct |
2011-11-14 | 9,500 | 9,500 | Direct |
Footnotes
- 523.6066 shares acquired through an Intra-Plan transfer into company stock in the 401k plan.
- The options become exercisable for 25% of the shares on each of the first, second, third, and fourth anniversary dates.
- The options become exercisable for 40% of the shares on the first anniversary and 20% of the shares on the second, third and fourth anniversary dates.
- There were two grants on February 16, 2007. The grant of 4,504 options become exercisable for 25% of the shares on each of the first, second, third and fourth anniversary dates. The grant of 4,128 options become exercisable for 33% of the shares on the first, second and third anniversary dates.
- On December 6, 2005 the Board of Directors approved a motion to accelerate the vesting of all outstanding and unvested stock options that were awarded from 2002 - 2004.