Filing Details

Accession Number:
0000950170-24-103408
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-09-04 16:15:30
Reporting Period:
2024-09-03
Accepted Time:
2024-09-04 16:15:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1653087 Alector Inc. ALEC Biological Products, (No Disgnostic Substances) (2836) 822933343
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1757770 Arnon Rosenthal C/O Alector, Inc.
131 Oyster Point Blvd., Suite 600
South San Francisco CA 94080
Chief Executive Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-09-03 26,499 $4.88 1,948,746 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,972,875 Indirect See footnote
Common Stock 652,500 Indirect See footnote
Common Stock 652,500 Indirect See footnote
Common Stock 652,500 Indirect See footnote
Footnotes
  1. The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.
  2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.8827 to $4.8828. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff, the issuer, or any security holder of the issuer upon request.
  3. The reported securities are held directly by The Rosenthal Family Revocable Trust Dated November 4, 1994, as restated on June 9, 1999, for which the Reporting Person serves as trustee.
  4. The reported securities are held directly by the Adi Rosenthal 2007 Trust dated March 27, 2007, for which the Reporting Person serves as trustee.
  5. The reported securities are held directly by the Noam Rosenthal 2007 Trust dated March 27, 2007, for which the Reporting Person serves as trustee.
  6. The reported securities are held directly by the Shani Rosenthal 2007 Trust dated March 27, 2007, for which the Reporting Person serves as trustee.