Filing Details

Accession Number:
0001736297-24-000028
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-09-03 17:22:26
Reporting Period:
2024-08-29
Accepted Time:
2024-09-03 17:22:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1736297 Astera Labs Inc. ALAB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1399546 Truett Michael Tate C/O Astera Labs, Inc.
2901 Tasman Drive, Suite 205
Santa Clara CA 95054
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-08-29 700 $44.26 878,408 No 4 S Indirect By Tate Trust
Common Stock Disposition 2024-08-29 700 $46.03 877,708 No 4 S Indirect By Tate Trust
Common Stock Disposition 2024-08-29 5,204 $46.95 872,504 No 4 S Indirect By Tate Trust
Common Stock Disposition 2024-08-29 32,628 $48.00 839,876 No 4 S Indirect By Tate Trust
Common Stock Disposition 2024-08-29 9,967 $48.74 829,909 No 4 S Indirect By Tate Trust
Common Stock Disposition 2024-08-29 801 $49.61 829,108 No 4 S Indirect By Tate Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Tate Trust
No 4 S Indirect By Tate Trust
No 4 S Indirect By Tate Trust
No 4 S Indirect By Tate Trust
No 4 S Indirect By Tate Trust
No 4 S Indirect By Tate Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,326,908 Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 30, 2024.
  2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $43.94 to $44.74. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. These shares are owned directly by Michael T Tate and Jeanne Larue Tate as Trustees of the Tate 1997 Living Trust Dated April 24, 1997 (the "Tate Trust"), of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  4. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.28 to $46.25. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $46.36 to $47.34. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  6. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $47.36 to $48.35. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  7. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $48.37 to $49.29. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  8. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $49.43 to $49.87. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.