Filing Details
- Accession Number:
- 0001736297-24-000028
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-09-03 17:22:26
- Reporting Period:
- 2024-08-29
- Accepted Time:
- 2024-09-03 17:22:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1736297 | Astera Labs Inc. | ALAB | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1399546 | Truett Michael Tate | C/O Astera Labs, Inc. 2901 Tasman Drive, Suite 205 Santa Clara CA 95054 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2024-08-29 | 700 | $44.26 | 878,408 | No | 4 | S | Indirect | By Tate Trust |
Common Stock | Disposition | 2024-08-29 | 700 | $46.03 | 877,708 | No | 4 | S | Indirect | By Tate Trust |
Common Stock | Disposition | 2024-08-29 | 5,204 | $46.95 | 872,504 | No | 4 | S | Indirect | By Tate Trust |
Common Stock | Disposition | 2024-08-29 | 32,628 | $48.00 | 839,876 | No | 4 | S | Indirect | By Tate Trust |
Common Stock | Disposition | 2024-08-29 | 9,967 | $48.74 | 829,909 | No | 4 | S | Indirect | By Tate Trust |
Common Stock | Disposition | 2024-08-29 | 801 | $49.61 | 829,108 | No | 4 | S | Indirect | By Tate Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Tate Trust |
No | 4 | S | Indirect | By Tate Trust |
No | 4 | S | Indirect | By Tate Trust |
No | 4 | S | Indirect | By Tate Trust |
No | 4 | S | Indirect | By Tate Trust |
No | 4 | S | Indirect | By Tate Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,326,908 | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on May 30, 2024.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $43.94 to $44.74. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- These shares are owned directly by Michael T Tate and Jeanne Larue Tate as Trustees of the Tate 1997 Living Trust Dated April 24, 1997 (the "Tate Trust"), of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of his pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.28 to $46.25. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $46.36 to $47.34. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $47.36 to $48.35. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $48.37 to $49.29. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $49.43 to $49.87. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.