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Filing Details

Accession Number:: 0001200461-24-000029
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-08-30 17:07:30
Reporting Period:: 2024-08-28

Accepted Time:: 2024-08-30 17:07:30
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
2012706	Sunrise Realty Trust Inc.	SUNS	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1200461	M Leonard Tannenbaum	525 Okeechobee Blvd Suite 1650 West Palm Beach FL 33401	Executive Chairman	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2024-08-28	5,335	$13.75	395,181	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2024-08-28	15,000	$13.66	15,000	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2024-08-28	1,000	$13.75	1,000	No	4	P	Indirect	By reporting person as UTMA custodian for son

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	By reporting person as UTMA custodian for son

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,270,763	Direct
Common Stock	58,958	Indirect	See footnote
Common Stock	25,527	Indirect	Held by spouse

Footnotes

This transaction was executed in multiple trades at $13.75. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.
These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
This transaction was executed in multiple trades ranging from $13.48 to $13.75; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.
These shares are held by the Sunny 5 Irrevocable Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
These shares are held by the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.