Filing Details
- Accession Number:
- 0001214659-24-015789
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-08-30 16:30:13
- Reporting Period:
- 2024-08-27
- Accepted Time:
- 2024-08-30 16:30:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
896493 | Ault Alliance Inc. | AULT | Electronic Components, Nec (3679) | 941721931 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1212502 | Iii C Milton Ault | 11411 Southern Highlands Parkway Suite 240 Las Vegas NV 89141 | Executive Chairman | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-08-27 | 1,500 | $0.23 | 11,545 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2024-08-28 | 45,000 | $0.23 | 70,229 | No | 4 | P | Indirect | By Ault & Company, Inc. |
Common Stock | Acquisiton | 2024-08-29 | 10,000 | $0.21 | 80,229 | No | 4 | P | Indirect | By Ault & Company, Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | By Ault & Company, Inc. |
No | 4 | P | Indirect | By Ault & Company, Inc. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
13% Series D Cumulative Redeemable Perpetual Preferred Stock | 110 | Direct |
Footnotes
- The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2296. The range of purchase prices on the transaction date was $0.228 to $0.2304 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2301. The range of purchase prices on the transaction date was $0.2122 to $0.2362 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.