Filing Details
- Accession Number:
- 0001213900-24-073473
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-08-28 19:49:15
- Reporting Period:
- 2024-08-26
- Accepted Time:
- 2024-08-28 19:49:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1786108 | Trinity Capital Inc. | TRIN | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1796067 | E. Ronald Estes | C/O Trinity Capital Inc. 1 N. 1St Street, Suite 302 Phoenix AZ 85004 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-08-26 | 500 | $14.01 | 22,836 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2024-08-26 | 500 | $13.99 | 23,336 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2024-08-26 | 500 | $13.95 | 23,836 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 8,837 | Indirect | By The Estes Revocable Trust, dated January 12, 1990 |
Footnotes
- Reported holdings include shares acquired in dividend reinvestment transactions.
- Reported holdings have been updated to include certain shares indirectly owned by Mr. Estes through the Estes Revocable Trust dated January 12, 1990 in the row reporting his indirect ownership, which shares were erroneously included in the row reporting Mr. Estes' direct ownership in prior Form 4 filings due to administrative error.
- Includes 3,335 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.