Filing Details

Accession Number:
0001213900-24-073473
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-08-28 19:49:15
Reporting Period:
2024-08-26
Accepted Time:
2024-08-28 19:49:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1786108 Trinity Capital Inc. TRIN () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1796067 E. Ronald Estes C/O Trinity Capital Inc.
1 N. 1St Street, Suite 302
Phoenix AZ 85004
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-08-26 500 $14.01 22,836 No 4 P Direct
Common Stock Acquisiton 2024-08-26 500 $13.99 23,336 No 4 P Direct
Common Stock Acquisiton 2024-08-26 500 $13.95 23,836 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,837 Indirect By The Estes Revocable Trust, dated January 12, 1990
Footnotes
  1. Reported holdings include shares acquired in dividend reinvestment transactions.
  2. Reported holdings have been updated to include certain shares indirectly owned by Mr. Estes through the Estes Revocable Trust dated January 12, 1990 in the row reporting his indirect ownership, which shares were erroneously included in the row reporting Mr. Estes' direct ownership in prior Form 4 filings due to administrative error.
  3. Includes 3,335 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.