Filing Details

Accession Number:
0000921895-24-001969
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-08-28 16:11:39
Reporting Period:
2024-08-26
Accepted Time:
2024-08-28 16:11:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1642375 Guardion Health Sciences Inc. GHSI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1380585 Louis Bradley Radoff 2727 Kirby Drive
Unit 29L
Houston TX 77098
No No Yes No
1496916 Foundation Family Radoff 2727 Kirby Drive
Unit 29L
Houston TX 77098
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-08-26 52,686 $13.54 165,214 No 4 S Direct
Common Stock Disposition 2024-08-26 44,550 $14.46 120,664 No 4 S Direct
Common Stock Disposition 2024-08-26 8,250 $15.77 112,414 No 4 S Direct
Common Stock Disposition 2024-08-26 10,054 $13.80 15,046 No 4 S Indirect By The Radoff Family Foundation
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Indirect By The Radoff Family Foundation
Footnotes
  1. This Form 4 is filed jointly by The Radoff Family Foundation ("Radoff Foundation") and Bradley L. Radoff (collectively, the "Reporting Persons"). Each of the Reporting Persons was deemed to be a member of a Section 13(d) group that was previously deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.05 to $13.85 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.19 to $15.01 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.39 to $14.38 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. Represents securities owned directly by Radoff Foundation. Mr. Radoff, as a director of Radoff Foundation, may be deemed the beneficial owner of the securities owned by Radoff Foundation.