Filing Details
- Accession Number:
- 0000950170-24-101328
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-08-28 14:59:40
- Reporting Period:
- 2024-08-26
- Accepted Time:
- 2024-08-28 14:59:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1145986 | Aspen Aerogels Inc | ASPN | Wholesale-Lumber & Other Construction Materials (5030) | 043559972 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1920996 | C. Ricardo Rodriguez | C/O Aspen Aerogels, Inc., 30 Forbes Road, Bldg B Northborough MA 01532 | Cfo & Treasurer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-08-26 | 25,300 | $6.81 | 53,255 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-08-26 | 24,198 | $30.11 | 29,057 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-08-26 | 1,102 | $30.65 | 27,955 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-08-26 | 7,065 | $30.14 | 20,890 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-08-26 | 100 | $30.70 | 20,790 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2024-08-26 | 25,300 | $0.00 | 25,300 | $6.81 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 50,679 | 2033-06-01 | No | 4 | M | Direct |
Footnotes
- The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan previously adopted by the reporting person on May 16, 2024.
- These transactions were executed in multiple trades at prices ranging from $29.55 to $30.50. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- These transactions were executed in multiple trades at prices ranging from $30.55 to $30.71. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- These transactions were executed in multiple trades at prices ranging from $29.68 to $30.59. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- Represents 20,790 Restricted Stock Units.
- The options are currently vested with respect to 25,326 shares. The remaining options vest in two installments as follows: 25,327 shares on March 8, 2025 and 25,326 shares on March 8, 2026.
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