Home > Insider Trading > Filing (0001112679-11-000075)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1424454	Rovi Corp	ROVI	Periodicals: Publishing Or Publishing & Printing (2721)	261739297

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1200482	K Andrew Ludwick	C/O Rovi Corporation 2830 De La Cruz Blvd Santa Clara CA 95050		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-08-22	25,000	$14.29	30,000	No	4	M	Direct
Common Stock	Acquisiton	2011-08-22	45,000	$23.68	75,000	No	4	M	Direct
Common Stock	Disposition	2011-08-22	70,000	$0.00	5,000	No	4	G	Direct
Common Stock	Acquisiton	2011-08-22	70,000	$0.00	160,000	No	4	G	Indirect	Ludwick Family 1989 Trust
Common Stock	Disposition	2011-08-22	160,000	$43.90	0	No	4	S	Indirect	Ludwick Family 1989 Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	M	Direct
No	4	G	Direct
No	4	G	Indirect	Ludwick Family 1989 Trust
No	4	S	Indirect	Ludwick Family 1989 Trust

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Director Stock Option (right to buy)	Disposition	2011-08-22	25,000	$0.00	25,000	$14.29
Common Stock	Director Stock Option (right to buy)	Disposition	2011-08-22	45,000	$0.00	45,000	$23.68

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2015-07-15	No	4	M	Direct
0		2016-07-15	No	4	M	Direct

Footnotes

Reflects 70,000 options exercised on August 22, 2011 which were held directly by Mr. Ludwick and transferred into the Ludwick Family 1989 Trust for estate planning purposes. The result is a change in the form of beneficial ownership from direct to indirect.
Shares sold on the open market are reported as an average sell price per share of $43.90; breakdown of shares sold and per share sale prices are as follows: 8,700 at $43.70; 700 at $43.71; 200 at $43.72; 400 at $43.73; 300 at $43.74; 200 at $43.75; 500 at $43.76; 3,310 at $43.77; 19,478 at $43.80; 5,900 at $43.81; 100 at $43.82; 6,020 at $43.83; 7,220 at $43.84; 3,900 at $43.85; 881 at $43.86; 100 at $43.87; 32,000 at $43.88; 700 at $43.89; 10,000 at $43.90; 8,000 at $43.91; 1,000 at $43.92; 5,119 at $43.94; 9,800 at $43.97; 200 at $43.98; 13,179 at $44.00; 1,000 at $44.01; 1,690 at $44.03; 1,000 at $44.04; 2,881 at $44.05; 1,000 at $44.11; 5,000 at $44.12; 4,400 at $44.19; 1,000 at $44.21; 1,922 at $44.22 and 2,200 at $44.25.
Granted July 15 2008; vesting in monthly increments over a 3 year period.
Granted July 15, 2009; vesting in monthly increments over a 1 year period.