Filing Details
- Accession Number:
- 0001415889-24-022365
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2024-08-27 20:47:48
- Reporting Period:
- 2024-08-20
- Accepted Time:
- 2024-08-27 20:47:48
- Original Submission Date:
- 2024-08-26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1854139 | Zevia Pbc | ZVIA | Bottled & Canned Soft Drinks & Carbonated Waters (2086) | 862862492 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1872293 | Andrew Ruben | C/O Zevia Pbc 15821 Ventura Blvd., Suite 145 Encino CA 91436 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2024-08-20 | 9,560 | $1.05 | 9,560 | No | 4 | P | Indirect | By The Ruben Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By The Ruben Family Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 192,246 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average purchase price of the Issuer's Class A Common Stock. These shares were purchased in multiple transactions at prices ranging from $1.0499 to $1.0450, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- On August 26, 2024, the Reporting Person filed a Form 4 (the "Original Form 4"), which mistakenly described the price in column 4 as a weighted average sale price, rather than a weighted average purchase price, in footnote (1). Accordingly, this amendment is being filed to amend and restate footnote (1) from the Original Form 4 in its entirety.
- Includes 143,480 restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 6,666 RSUs are vested in full, subject to deferred settlement on January 17, 2025. 18,359 RSUs vest on the earlier to occur of (i) June 15,2024 or (ii) the Issuer's 2024 annual meeting of stockholders and are settled within 30 days following such vesting date. 118,455 RSUs vest on the earlier to occur of (i) June 12, 2025 or (ii) the Issuer's 2025 annual meeting of stockholders and are settledwithin 30 days following such vesting date.