Filing Details
- Accession Number:
- 0001415889-24-022330
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-08-27 17:26:33
- Reporting Period:
- 2024-08-23
- Accepted Time:
- 2024-08-27 17:26:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1069183 | Axon Enterprise Inc. | AXON | Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480) | 860741227 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1167028 | W Patrick Smith | 17800 North 85Th Street Scottsdale AZ 85255 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-08-23 | 170,000 | $370.70 | 3,095,666 | No | 4 | M | Direct | |
Common Stock | Disposition | 2024-08-23 | 6,544 | $370.35 | 3,089,122 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-08-23 | 42,529 | $370.92 | 3,046,593 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-08-23 | 8,417 | $372.08 | 3,038,176 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-08-23 | 12,308 | $373.05 | 3,025,868 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-08-23 | 7,174 | $374.03 | 3,018,694 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-08-23 | 2,428 | $375.26 | 3,016,266 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-08-23 | 900 | $375.69 | 3,015,366 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-08-26 | 600 | $358.82 | 3,014,766 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-08-26 | 17,507 | $359.94 | 2,997,259 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-08-26 | 29,192 | $360.60 | 2,968,067 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-08-26 | 6,139 | $361.67 | 2,961,928 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-08-26 | 755 | $362.79 | 2,961,173 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-08-26 | 550 | $363.99 | 2,960,623 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-08-26 | 1,095 | $365.02 | 2,959,528 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-08-26 | 1,998 | $365.69 | 2,957,530 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-08-26 | 1,248 | $366.99 | 2,956,282 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-08-26 | 2,555 | $368.13 | 2,953,727 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-08-26 | 6,571 | $369.14 | 2,947,156 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-08-26 | 1,290 | $369.97 | 2,945,866 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-08-26 | 500 | $370.64 | 2,945,366 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-08-27 | 800 | $358.47 | 2,944,566 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-08-27 | 1,140 | $359.67 | 2,943,426 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-08-27 | 3,152 | $360.71 | 2,940,274 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-08-27 | 2,910 | $361.72 | 2,937,364 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-08-27 | 8,262 | $362.98 | 2,929,102 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-08-27 | 3,636 | $363.71 | 2,925,466 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-08-27 | 100 | $364.43 | 2,925,366 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | Disposition | 2024-08-23 | 443 | $0.00 | 443 | $28.58 |
Common Stock | Employee Stock Option | Disposition | 2024-08-23 | 169,557 | $0.00 | 169,557 | $28.58 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
530,488 | 2023-03-24 | 2028-02-28 | No | 4 | M | Direct |
360,931 | 2023-05-26 | 2028-02-28 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24,2024.
- Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
- The transaction was executed in multiple trades at prices ranging from $369.59 to $370.58. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $370.59 to $371.58. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $371.60 to $372.59. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $372.60 to $373.59. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $373.60 to $374.58. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $374.61 to $375.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This sale of unrestricted shares was executed pursuant to a filed Rule 10b5-1 plan.
- The transaction was executed in multiple trades at prices ranging from $358.19 to $359.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $359.26 to $360.25. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $360.26 to $361.25. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $361.26 to $362.24. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $362.48 to $363.46. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $363.48 to $364.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $364.50 to $365.48. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $365.51 to $366.45. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $366.56 to $367.53. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $367.56 to $368.52. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $368.57 to $369.51. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $369.59 to $370.05. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $358.17 to $359.02. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $359.21 to $360.20. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $360.27 to $361.23. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $361.28 to $362.25. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $362.35 to $363.34. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $363.37 to $364.22. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.