Filing Details
- Accession Number:
- 0001214659-24-015386
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-08-27 16:30:08
- Reporting Period:
- 2024-08-23
- Accepted Time:
- 2024-08-27 16:30:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 896493 | Ault Alliance Inc. | AULT | Electronic Components, Nec (3679) | 941721931 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1212502 | Iii C Milton Ault | 11411 Southern Highlands Parkway Suite 240 Las Vegas NV 89141 | Executive Chairman | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-08-23 | 1,300 | $0.23 | 7,645 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2024-08-26 | 2,500 | $0.23 | 10,145 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 25,229 | Indirect | By Ault & Company, Inc. |
| 13% Series D Cumulative Redeemable Perpetual Preferred Stock | 110 | Direct |
Footnotes
- The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2333. The range of purchase prices on the transaction date was $0.2274 to $0.2382 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2302. The range of purchase prices on the transaction date was $0.23 to $0.2303 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
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