Filing Details
- Accession Number:
- 0000950170-24-100744
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-08-26 20:21:14
- Reporting Period:
- 2024-08-14
- Accepted Time:
- 2024-08-26 20:21:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1064728 | Peabody Energy Corp | BTU | Bituminous Coal & Lignite Surface Mining (1221) | 134004153 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1767804 | Thomist Fund, Lp | 3773 Richmond Ave., Suite 777 Houston TX 77046 | No | No | No | No | |
| 1767809 | Thomist Capital Management, Lp | 3773 Richmond Ave., Suite 777 Houston TX 77046 | No | No | No | No | |
| 2034077 | L. Brian Kuzma | 3773 Richmond Ave., Suite 777 Houston TX 77046 | No | No | No | No | |
| 2034081 | Thomist Capital, Llc | 3773 Richmond Ave., Suite 777 Houston TX 77046 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-08-14 | 24,300 | $0.00 | 3,230,091 | No | 4 | P | Indirect | See Footnotes |
| Common Stock | Acquisiton | 2024-08-14 | 48,600 | $0.00 | 1,617,455 | No | 4 | P | Indirect | See Footnotes |
| Common Stock | Acquisiton | 2024-08-14 | 24,300 | $0.00 | 808,726 | No | 4 | P | Indirect | See Footnotes |
| Common Stock | Acquisiton | 2024-08-15 | 31,800 | $23.00 | 1,649,255 | No | 4 | X | Indirect | See Footnotes |
| Common Stock | Acquisiton | 2024-08-15 | 26,000 | $23.00 | 834,726 | No | 4 | X | Indirect | See Footnotes |
| Common Stock | Acquisiton | 2024-08-16 | 20,100 | $23.00 | 1,669,355 | No | 4 | X | Indirect | See Footnotes |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See Footnotes |
| No | 4 | P | Indirect | See Footnotes |
| No | 4 | P | Indirect | See Footnotes |
| No | 4 | X | Indirect | See Footnotes |
| No | 4 | X | Indirect | See Footnotes |
| No | 4 | X | Indirect | See Footnotes |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Put Option (Obligation to Buy) | Disposition | 2024-08-15 | 318 | $0.00 | 31,800 | $23.00 |
| Common Stock | Put Option (Obligation to Buy) | Disposition | 2024-08-15 | 260 | $0.00 | 26,000 | $23.00 |
| Common Stock | Put Option (Obligation to Buy) | Disposition | 2024-08-16 | 201 | $0.00 | 20,100 | $23.00 |
| Common Stock | Call Option (Right to Buy) | Disposition | 2024-08-16 | 8,257 | $0.00 | 825,700 | $27.00 |
| Common Stock | Call Option (Right to Buy) | Disposition | 2024-08-16 | 5,829 | $0.00 | 582,900 | $27.00 |
| Common Stock | Call Option (Right to Buy) | Disposition | 2024-08-16 | 2,914 | $0.00 | 291,400 | $27.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 201 | 2024-08-13 | 2024-08-16 | No | 4 | X | Indirect |
| 0 | 2024-08-13 | 2024-08-16 | No | 4 | X | Indirect |
| 0 | 2024-08-13 | 2024-08-16 | No | 4 | X | Indirect |
| 26,743 | 2024-08-14 | 2024-10-18 | No | 4 | S | Indirect |
| 17,504 | 2024-08-14 | 2024-10-18 | No | 4 | S | Indirect |
| 8,753 | 2024-08-14 | 2024-10-18 | No | 4 | S | Indirect |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.81 to $21.905, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- This Form 4 is being filed by (a) Thomist Capital Management, LP (the "Manager"), (b) Thomist Capital, LLC (the "GP"), (c) The Thomist Fund, LP (the "Fund"), and (d) Brian Kuzma ("Mr. Kuzma", and collectively with the Manager, the GP and the Fund, the "Reporting Persons"). The Manager, as the investment manager of the Fund and two third-party accounts ("Managed Account 1" and "Managed Account 2") over which the Manager has voting and investment discretion. Mr. Kuzma is the managing member of the GP, which is the general partner of the Manager and the Fund.
- The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, and each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein.
- The securities reported are held by the Fund. The GP and Mr. Kuzma may be deemed to have a pecuniary interest in the securities held by the Fund due to and indirect profits allocation to the GP and Mr. Kuzma's interest in the Fund.
- The securities reported are held by Managed Account 1. The Reporting Persons other than the Fund may be deemed to have a pecuniary interest in the securities held by Managed Account 1 due to a performance-related fee.
- The securities reported are held by Managed Account 2. The Reporting Persons other than the Fund may be deemed to have a pecuniary interest in the securities held by Managed Account 2 due to a performance-related fee.
- These contracts were sold in two transactions at prices of $26.72 per contract for the first 15,000 contracts and $20 per contract for the remaining portion.
Billionaire Hedge Funds
