Filing Details

Accession Number:
0001127602-24-022855
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-08-23 17:16:45
Reporting Period:
2024-08-21
Accepted Time:
2024-08-23 17:16:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1745916 Pennymac Financial Services Inc. PFSI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1275713 David Spector C/O Pennymac Financial Services, Inc.
3043 Townsgate Road
Westlake Village CA 91361
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-08-21 3,306 $98.72 217,298 No 4 S Indirect ST Family Investment Company LLC
Common Stock Disposition 2024-08-21 6,694 $99.60 210,604 No 4 S Indirect ST Family Investment Company LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect ST Family Investment Company LLC
No 4 S Indirect ST Family Investment Company LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 634,612 Direct
Footnotes
  1. The sales reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2023.
  2. The price reported is the weighted average price of multiple transactions ranging from $98.08 to $98.97. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
  3. The price reported is the weighted average price of multiple transactions ranging from $99.03 to $99.92. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
  4. The reported amount consists of 44,582 restricted stock units and 590,030 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.