Filing Details

Accession Number:
0001104659-24-092303
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-08-23 11:38:18
Reporting Period:
2024-08-22
Accepted Time:
2024-08-23 11:38:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
18230 Caterpillar Inc CAT Construction Machinery & Equip (3531) 370602744
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1552649 H Cheryl Johnson 5205 N. O'Connor Boulevard, Suite 100
Irving TX 75039
Chief Human Resources Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-08-22 2,975 $342.48 15,615 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $342.43 to $342.58 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. Includes adjustments for dividends accrued.