Filing Details
- Accession Number:
- 0001382821-24-000159
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-08-22 21:21:36
- Reporting Period:
- 2024-08-20
- Accepted Time:
- 2024-08-22 21:21:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1382821 | Redfin Corp | RDFN | Real Estate Agents & Managers (For Others) (6531) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1860481 | Ray Anthony Kappus | C/O Redfin Corporation 1099 Stewart Street, Suite 600 Seattle WA 98101 | Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-08-20 | 591 | $0.00 | 16,068 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-08-20 | 144 | $9.12 | 15,924 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2024-08-20 | 3,965 | $0.00 | 19,889 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-08-20 | 966 | $9.12 | 18,923 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2024-08-20 | 6,572 | $0.00 | 25,495 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-08-20 | 1,601 | $9.12 | 23,894 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2024-08-20 | 9,584 | $0.00 | 33,478 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-08-20 | 2,334 | $9.12 | 31,144 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2024-08-21 | 8,417 | $9.27 | 22,727 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2024-08-20 | 591 | $0.00 | 591 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2024-08-20 | 3,965 | $0.00 | 3,965 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2024-08-20 | 6,572 | $0.00 | 6,572 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2024-08-20 | 9,584 | $0.00 | 9,584 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,775 | 2031-06-01 | No | 4 | M | Direct | |
| 27,761 | 2032-05-26 | No | 4 | M | Direct | |
| 19,715 | 2033-05-30 | No | 4 | M | Direct | |
| 67,093 | 2034-05-28 | No | 4 | M | Direct |
Footnotes
- Restricted stock units convert into common stock on a one-for-one basis upon settlement.
- The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2023.
- The reporting person executed the transaction in multiple trades at prices ranging from $9.21 to $9.36. The reported price reflects the weighted average price of all trades. The reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares traded at each separate price.
- 1/4 of the restricted stock units vested on May 20, 2022, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2025.
- 1/4 of the restricted stock units will vest on May 20, 2023, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2026.
- 1/8 of the restricted stock units will vest on August 20, 2023 and quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2025.
- 1/8 of the restricted stock units will vest on August 20, 2024 and quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2026.
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