Filing Details
- Accession Number:
- 0001610717-24-000436
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-08-22 18:01:51
- Reporting Period:
- 2024-08-20
- Accepted Time:
- 2024-08-22 18:01:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1501989 | Cytomx Therapeutics Inc. | CTMX | Pharmaceutical Preparations (2834) | 273521219 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1918615 | B Jeffrey Landau | C/O Cytomx Therapeutics, Inc. 151 Oyster Point Blvd., Suite 400 South San Francisco CA 94080 | Chief Business Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-08-20 | 11,250 | $0.00 | 123,237 | No | 4 | M | Direct | |
Common Stock | Disposition | 2024-08-20 | 4,181 | $1.23 | 119,056 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Performance Stock Units (PSUs) | Disposition | 2024-08-20 | 11,250 | $0.00 | 11,250 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,500 | Indirect | Fidelity Traditional IRA |
Common Stock | 3,180 | Indirect | Schwab ROTH IRA |
Footnotes
- Represents vesting of a Performance Stock Unit ("PSU") award initially granted on August 10, 2022.
- Includes 1,927 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on May 31, 2024.
- Includes 64,802 restricted stock units.
- The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of PSUs reported herein.
- Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. 50% of the PSUs vested on December 17, 2023 upon achievement of a certain performance-based milestone. In connection with the vesting reported herein, the remaining 50% of the PSUs vested upon achievement of a certain performance-based milestone.