Filing Details
- Accession Number:
- 0001617150-24-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-08-22 17:15:39
- Reporting Period:
- 2024-08-20
- Accepted Time:
- 2024-08-22 17:15:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1217234 | Caredx Inc. | CDNA | Services-Medical Laboratories (8071) | 943316839 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1617150 | L Alexander Johnson | C/O Caredx, Inc. 8000 Marina Boulevard Brisbane CA 94005 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-08-20 | 39,466 | $23.48 | 324,449 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-08-20 | 39,466 | $33.17 | 284,983 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2024-08-21 | 21,557 | $23.48 | 306,540 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-08-21 | 21,557 | $32.58 | 284,983 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2024-08-20 | 39,466 | $0.00 | 39,466 | $23.48 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2024-08-21 | 21,557 | $0.00 | 21,557 | $23.48 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 71,126 | 2032-08-09 | No | 4 | M | Direct | |
| 49,569 | 2032-08-09 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.00 to $33.75, inclusive. The reporting person undertakes to provide to CareDx, Inc., any security holder of CareDx, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.50 to $32.98, inclusive.
- 1/4th of the shares subject to this option vested on June 16, 2023 and the remaining 3/4th of the shares subject to this option will vest monthly thereafter in 35 equal installments of 2,347 shares and one installment of 281 shares, until fully vested.
Billionaire Hedge Funds
