Filing Details
- Accession Number:
- 0001562180-24-006451
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-08-22 11:19:18
- Reporting Period:
- 2024-08-21
- Accepted Time:
- 2024-08-22 11:19:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1866368 | Clearwater Analytics Holdings Inc. | CWAN | Services-Prepackaged Software (7372) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1880112 | Subi Sethi | C/O Clearwater Analytics Holdings, Inc. 777 W. Main Street, Suite 900 Boise ID 83702 | Chief Client Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2024-08-21 | 17,069 | $4.40 | 98,881 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2024-08-21 | 9,398 | $24.36 | 89,483 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2024-08-21 | 7,671 | $24.33 | 81,812 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2024-08-21 | 14,662 | $4.40 | 96,474 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2024-08-21 | 8,071 | $24.36 | 88,403 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2024-08-21 | 6,591 | $24.32 | 81,812 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2024-08-21 | 7,931 | $4.40 | 89,743 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2024-08-21 | 4,367 | $24.36 | 85,376 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2024-08-21 | 3,564 | $24.24 | 81,812 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2024-08-21 | 5,414 | $12.40 | 87,226 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2024-08-21 | 3,956 | $24.36 | 83,270 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2024-08-21 | 1,458 | $24.35 | 81,812 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2024-08-21 | 4,924 | $4.40 | 86,736 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2024-08-21 | 2,711 | $24.36 | 84,025 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2024-08-21 | 2,213 | $24.25 | 81,812 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2024-08-21 | 17,069 | $0.00 | 17,069 | $4.40 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2024-08-21 | 14,662 | $0.00 | 14,662 | $4.40 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2024-08-21 | 7,931 | $0.00 | 7,931 | $4.40 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2024-08-21 | 5,414 | $0.00 | 5,414 | $12.40 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2024-08-21 | 4,924 | $0.00 | 4,924 | $4.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,945 | 2030-01-01 | No | 4 | M | Direct | |
| 2,680 | 2030-01-01 | No | 4 | M | Direct | |
| 25,125 | 2030-01-02 | No | 4 | M | Direct | |
| 144,586 | 2031-03-07 | No | 4 | M | Direct | |
| 4,021 | 2030-01-01 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $24.33 USD to $24.35 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $24.32 USD to $24.34 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $24.24 USD to $24.31 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $24.35 USD to $24.36 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $24.25 USD to $24.31 USD; the price reported above reflects the weighted average sale price.
- Vests 11,637 share(s) on 02-Nov-2020, 3,526 share(s) on 21-Jan-2020, 4,020 share(s) on 05-Mar-2021, 4,020 share(s) on 01-Jan-2022, 4,020 share(s) on 01-Jan-2023, 4,020 share(s) on 01-Jan-2024, 4,021 share(s) on 01-Jan-2025
- Vests 2,351 share(s) on 01-Jan-2020, 7,758 share(s) on 02-Nov-2020, 2,680 share(s) on 01-Jan-2021, 2,680 share(s) on 01-Jan-2022, 2,680 share(s) on 01-Jan-2023, 2,680 share(s) on 01-Jan-2024, 2,680 share(s) on 01-Jan-2025
- Vests 61,875 share(s) on 02-Nov-2020, 25,125 share(s) on 05-Mar-2021, 25,125 share(s) on 01-Jan-2022, 25,125 share(s) on 01-Jan-2023, 25,125 share(s) on 01-Jan-2024, 25,125 share(s) on 01-Jan-2025
- Vests 25% on January 1, 2022, 1/48th thereafter on last day of month for 3 years beginning on 08-Mar-2021
Billionaire Hedge Funds
