Filing Details

Accession Number:
0001437749-24-027516
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-08-21 21:05:10
Reporting Period:
2024-08-19
Accepted Time:
2024-08-21 21:05:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1777921 Avepoint Inc. AVPT Services-Prepackaged Software (7372) 834461709
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1874612 Zhijian Lu C/O Avepoint, Inc.
525 Washington Boulevard, Suite 1400
Jersey City NJ 07310
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-08-19 10,000 $10.77 18,460,673 No 4 S Indirect By Trusts and LLCs
Common Stock Disposition 2024-08-20 10,000 $10.95 18,450,673 No 4 S Indirect By Trusts and LLCs
Common Stock Disposition 2024-08-21 10,000 $10.89 18,440,673 No 4 S Indirect By Trusts and LLCs
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Trusts and LLCs
No 4 S Indirect By Trusts and LLCs
No 4 S Indirect By Trusts and LLCs
Footnotes
  1. The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024.
  2. Includes (i) 7,102,219 shares held by KEM Phoenix LLC, (ii) 6,541,492 shares held by Fire Stone Family Trust, (iii) 1,608,724 shares held by The Bridge Water Trust, (iv) 1,608,724 shares held by The Cherry Tree Trust, (v) 804,757 shares held by KEM Lily LLC, and (vi) 804,757 shares held by KEM Rose LLC. The Reporting Person disclaims beneficial ownership with respect to the shares held by each trust and LLC, except to the extent his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose.