Filing Details
- Accession Number:
- 0001437749-24-027516
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-08-21 21:05:10
- Reporting Period:
- 2024-08-19
- Accepted Time:
- 2024-08-21 21:05:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1777921 | Avepoint Inc. | AVPT | Services-Prepackaged Software (7372) | 834461709 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1874612 | Zhijian Lu | C/O Avepoint, Inc. 525 Washington Boulevard, Suite 1400 Jersey City NJ 07310 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2024-08-19 | 10,000 | $10.77 | 18,460,673 | No | 4 | S | Indirect | By Trusts and LLCs |
Common Stock | Disposition | 2024-08-20 | 10,000 | $10.95 | 18,450,673 | No | 4 | S | Indirect | By Trusts and LLCs |
Common Stock | Disposition | 2024-08-21 | 10,000 | $10.89 | 18,440,673 | No | 4 | S | Indirect | By Trusts and LLCs |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trusts and LLCs |
No | 4 | S | Indirect | By Trusts and LLCs |
No | 4 | S | Indirect | By Trusts and LLCs |
Footnotes
- The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024.
- Includes (i) 7,102,219 shares held by KEM Phoenix LLC, (ii) 6,541,492 shares held by Fire Stone Family Trust, (iii) 1,608,724 shares held by The Bridge Water Trust, (iv) 1,608,724 shares held by The Cherry Tree Trust, (v) 804,757 shares held by KEM Lily LLC, and (vi) 804,757 shares held by KEM Rose LLC. The Reporting Person disclaims beneficial ownership with respect to the shares held by each trust and LLC, except to the extent his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose.