Filing Details
- Accession Number:
- 0001883085-24-000110
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-08-21 20:37:55
- Reporting Period:
- 2024-07-01
- Accepted Time:
- 2024-08-21 20:37:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1883085 | Pagaya Technologies Ltd. | PGY | Finance Services (6199) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 2018687 | Evangelos Perros | C/O Pagaya Technologies Ltd. 90 Park Avenue New York NY 10016 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Ordinary Share | Acquisiton | 2024-07-01 | 4,166 | $0.00 | 4,166 | No | 4 | A | Direct | |
| Class A Ordinary Share | Disposition | 2024-07-01 | 1,750 | $12.81 | 2,416 | No | 4 | S | Direct | |
| Class A Ordinary Share | Acquisiton | 2024-08-01 | 45,546 | $0.00 | 47,962 | No | 4 | A | Direct | |
| Class A Ordinary Share | Disposition | 2024-08-01 | 24,171 | $13.55 | 23,791 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Ordinary Share | Restricted Stock Unit | Disposition | 2024-07-01 | 4,166 | $0.00 | 4,166 | $0.00 |
| Class A Ordinary Share | Restricted Stock Unit | Disposition | 2024-08-01 | 45,546 | $0.00 | 45,546 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,333 | No | 4 | A | Direct | ||
| 227,678 | No | 4 | A | Direct |
Footnotes
- Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award.
- 1/4th of the total 33,333 restricted stock units initially subject to this award vested on April 1, 2023, 1/4th of the total units initially subject to this award vested on January 1, 2024 and the reminder of the award vests in equal installments every three months for the 12 months thereafter.
- 1/6th of the total 273,224 restricted stock units subject to this award vest each on August 1, 2024 and January 1, 2025, and the remaining 2/3rd of the grant shall vest over the following 24 months in equal quarterly installments on April 1, 2025, July 1, 2025, October 1, 2025, January 1, 2026, April 1, 2026, July 1, 2026, October 1, 2026 and January 1, 2027.
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