Filing Details
- Accession Number:
- 0001883085-24-000109
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-08-21 20:37:47
- Reporting Period:
- 2024-04-16
- Accepted Time:
- 2024-08-21 20:37:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1883085 | Pagaya Technologies Ltd. | PGY | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1654849 | Sanjiv Das | C/O Pagaya Technologies Ltd. 90 Park Avenue, 20Th Floor New York NY 10016 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Ordinary Share | Acquisiton | 2024-04-16 | 45,834 | $0.00 | 68,561 | No | 4 | M | Direct | |
| Class A Ordinary Share | Disposition | 2024-04-16 | 14,452 | $9.92 | 54,109 | No | 4 | S | Direct | |
| Class A Ordinary Share | Acquisiton | 2024-07-16 | 22,917 | $0.00 | 77,026 | No | 4 | M | Direct | |
| Class A Ordinary Share | Disposition | 2024-07-16 | 10,794 | $14.57 | 66,232 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Ordinary Share | Restricted Stock Unit | Disposition | 2024-04-16 | 45,834 | $0.00 | 45,834 | $0.00 |
| Class A Ordinary Share | Restricted Stock Unit | Disposition | 2024-07-16 | 22,917 | $0.00 | 22,917 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 137,499 | No | 4 | M | Direct | ||
| 114,582 | No | 4 | M | Direct |
Footnotes
- Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award.
- 1/4th of the total 183,333 restricted stock units initially subject to this award will vest on April 16, 2024, and 1/8th of the total units initially subject to this award vest every three months thereafter.
Billionaire Hedge Funds
