Filing Details
- Accession Number:
- 0001883085-24-000106
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-08-21 20:35:31
- Reporting Period:
- 2024-04-30
- Accepted Time:
- 2024-08-21 20:35:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1883085 | Pagaya Technologies Ltd. | PGY | Finance Services (6199) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1970282 | Tami Rosen | C/O Pagaya Technologies Ltd. 90 Park Avenue New York NY 10016 | Chief Development Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Ordinary Share | Acquisiton | 2024-04-30 | 15,625 | $0.00 | 53,806 | No | 4 | M | Direct | |
| Class A Ordinary Share | Disposition | 2024-04-30 | 5,655 | $9.60 | 48,151 | No | 4 | S | Direct | |
| Class A Ordinary Share | Acquisiton | 2024-07-31 | 15,625 | $0.00 | 63,776 | No | 4 | M | Direct | |
| Class A Ordinary Share | Disposition | 2024-07-31 | 8,025 | $14.70 | 55,751 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Ordinary Share | Restricted Stock Unit | Disposition | 2024-04-30 | 15,625 | $0.00 | 15,625 | $0.00 |
| Class A Ordinary Share | Restricted Stock Unit | Disposition | 2024-07-31 | 15,625 | $0.00 | 15,625 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 46,875 | No | 4 | M | Direct | ||
| 31,250 | No | 4 | M | Direct |
Footnotes
- Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award.
- 1/4th of the total 125,000 restricted stock units initially subject to this award vested on each of October 31, 2023 and January 31, 2024, and 1/8th of the total units initially subject to this award vest every three months thereafter.
Billionaire Hedge Funds
