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Home > Insider Trading > Filing (0000950170-24-099611)

Filing Details

Accession Number:
0000950170-24-099611
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-08-21 18:42:21
Reporting Period:
2024-08-19
Accepted Time:
2024-08-21 18:42:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1235468 Liquidity Services Inc LQDT Services-Business Services, Nec (7389) 522209244
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1677053 A Mark Shaffer C/O Liquidity Services, Inc.
6931 Arlington Road, Sutie 200
Bethesda MD 20814		 Vp, Gen. Counsel & Secretary No No No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-08-19 827 $22.57 38,415 No 4 S Indirect By The Mark A. Shaffer Revocable Trust
Common Stock Acquisiton 2024-08-19 3,564 $9.46 41,979 No 4 M Indirect By The Mark A. Shaffer Revocable Trust
Common Stock Disposition 2024-08-19 3,564 $22.04 38,415 No 4 S Indirect By The Mark A. Shaffer Revocable Trust
Common Stock Acquisiton 2024-08-19 3,245 $6.11 41,660 No 4 M Indirect By The Mark A. Shaffer Revocable Trust
Common Stock Acquisiton 2024-08-19 10,342 $6.69 52,002 No 4 M Indirect By The Mark A. Shaffer Revocable Trust
Common Stock Acquisiton 2024-08-19 12,055 $9.46 64,057 No 4 M Indirect By The Mark A. Shaffer Revocable Trust
Common Stock Disposition 2024-08-19 8,923 $22.76 55,134 No 4 S Indirect By The Mark A. Shaffer Revocable Trust
Common Stock Disposition 2024-08-20 1,000 $22.10 54,134 No 4 S Indirect By The Mark A. Shaffer Revocable Trust
Common Stock Disposition 2024-08-21 7,673 $21.94 46,461 No 4 S Indirect By The Mark A. Shaffer Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By The Mark A. Shaffer Revocable Trust
No 4 M Indirect By The Mark A. Shaffer Revocable Trust
No 4 S Indirect By The Mark A. Shaffer Revocable Trust
No 4 M Indirect By The Mark A. Shaffer Revocable Trust
No 4 M Indirect By The Mark A. Shaffer Revocable Trust
No 4 M Indirect By The Mark A. Shaffer Revocable Trust
No 4 S Indirect By The Mark A. Shaffer Revocable Trust
No 4 S Indirect By The Mark A. Shaffer Revocable Trust
No 4 S Indirect By The Mark A. Shaffer Revocable Trust
Reported Derivative Transactions
Show Other Fields >>
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Grant Disposition 2024-08-19 3,245 $0.00 3,245 $6.11
Common Stock Stock Option Grant Disposition 2024-08-19 10,342 $0.00 10,342 $6.69
Common Stock Stock Option Grant Disposition 2024-08-19 21,174 $0.00 25,617 $9.46
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2028-12-04 No 4 M Direct
0 2029-12-03 No 4 M Direct
4,443 2030-12-01 No 4 M Direct
Reported Derivative Holdings
Show Other Fields >>
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Unit Grant $0.00 2025-01-01 1,912 1,912 Direct
Common Stock Stock Option Grant $22.20 2031-12-07 7,740 7,740 Direct
Common Stock Stock Option Grant $22.20 2031-12-07 7,740 7,740 Direct
Common Stock Restricted Stock Unit Grant $0.00 2026-01-01 6,540 6,540 Direct
Common Stock Restricted Stock Unit Grant $0.00 2026-01-01 6,540 6,540 Direct
Common Stock Stock Option Grant $14.00 2032-12-23 10,405 10,405 Direct
Common Stock Stock Option Grant $14.00 2032-12-23 10,405 10,405 Direct
Common Stock Restrcited Stock Unit Grant $0.00 2027-01-01 9,712 9,712 Direct
Common Stock Restricted Stock Unit Grant $0.00 2026-01-01 12,950 12,950 Direct
Common Stock Restricted Stock Unit Grant $0.00 2027-01-01 14,630 14,630 Direct
Common Stock Restricted Stock Unit Grant $0.00 2028-01-01 14,630 14,630 Direct
Common Stock Stock Option Grant $17.31 2033-12-22 11,825 11,825 Direct
Common Stock Stock Option Grant $17.31 2033-12-22 11,825 11,825 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-01-01 1,912 1,912 Direct
2031-12-07 7,740 7,740 Direct
2031-12-07 7,740 7,740 Direct
2026-01-01 6,540 6,540 Direct
2026-01-01 6,540 6,540 Direct
2032-12-23 10,405 10,405 Direct
2032-12-23 10,405 10,405 Direct
2027-01-01 9,712 9,712 Direct
2026-01-01 12,950 12,950 Direct
2027-01-01 14,630 14,630 Direct
2028-01-01 14,630 14,630 Direct
2033-12-22 11,825 11,825 Direct
2033-12-22 11,825 11,825 Direct
Footnotes
  1. The reporting person exercised 9,119 stock options; 5,555 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 3,564 shares were acquired by the reporting person.
  2. Represents an exercise of stock options.
  3. Represents an exercise of stock options.
  4. The reporting person surrendered 8,923 shares with a market value of $203,087.48 to the issuer to pay the cost and related taxes associated with the exercise of the stock options described above (i.e., the 3,245 options at $6.11, the 10,342 stock options at $6.69 and 12, 055 stock options at $9.46).
  5. 15/48th of this option grant vested on January 1, 2020 and thereafter, an additional 1/48th vests each month for thirty-three months.
  6. 12/48th of this option grant vested on January 1, 2022 and thereafter, an additional 1/48th will vest each month for thirty-six months.
  7. 12/48th of this option grant vested on January 1, 2022 and thereafter, 1/48th will vest each month for thirty-six months.
  8. 11. Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025.
  9. These options become exercisable, if at all, based on the Issuer's achievement of certain stock price appreciation milestones.
  10. 12/48th of this option grant vested on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months.
  11. Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
  12. These restricted stock units vest, if at all, based on the Issuer's achievement of certain stock price appreciation milestones.
  13. Twenty-five percent of this restricted stock unit grant vested on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1, 2026.
  14. These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
  15. 12/48th of this option grant will vest on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.
  16. Twenty-five percent of this restricted stock unit grant will vest on January 1, 2024, and thereafter 25% will vest on each of January 1, 2025, January 1, 2026 and January 1, 2027.
  17. These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.
  18. Twenty-five percent of this restricted stock unit grant will vest on January 1, 2025 and thereafter, an additional 1/4th will vest on each of January 1, 2026, January 1, 2027 and January 1, 2028.
  19. 12/48th of this option grant will vest on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.
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