Filing Details

Accession Number:
0000950170-24-099586
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-08-21 17:57:26
Reporting Period:
2024-08-20
Accepted Time:
2024-08-21 17:57:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1842939 Carmell Corp CTCX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1375726 A Richard Upton C/O Carmell Corporation
2403 Sidney Street, Suite 300
Pittsburgh PA 15203
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-08-20 3,600 $0.89 10,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 57,659 Direct
Commmon Stock 1,358,019 Indirect Harbor Light Capital Partners
Footnotes
  1. The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $0.889 to $0.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. The shares beneficially owned by the Reporting Person include 57,659 shares of common stock that may be acquired pursuant to the exercise of stock options within 60 days of August 20, 2024.
  3. Carmell Series of Harbor Light Direct Investment, LLC is the record holder of 1,248,114 shares and Harbor Light Direct Investment, LP is the record holder of 109,905 shares. The Reporting Person is the General Partner of Harbor Ligh Capital Partners, the investment manager to these entities, and may be deemed the beneficial owner of such shares. The Reporting Person disclaims beneficial ownership over any securities in which he does not have a pecuniary interest.