Filing Details
- Accession Number:
- 0001493152-24-033347
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-08-20 21:30:04
- Reporting Period:
- 2024-08-16
- Accepted Time:
- 2024-08-20 21:30:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1750106 | Alset Inc. | AEI | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1261725 | Ambrose Fai Heng Chan | 9 Temasek Boulevard #16-4 Suntec Tower Two Singapore U0 038989 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-08-16 | 7,413 | $0.90 | 5,852,588 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2024-08-19 | 20,000 | $0.96 | 5,872,588 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- On August 16, 2024, Mr. Chan acquired 7,413 shares of the Issuer's common stock. This transaction was executed in multiple trades at prices ranging from $0.86 to $0.94. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request of the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- On August 19, 2024, Mr. Chan acquired 20,000 shares of the Issuer's common stock. This transaction was executed in multiple trades at prices ranging from $0.94 to $0.97. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request of the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- In addition to the shares of common stock held directly by Mr. Chan, Mr. Chan also indirectly owns 319,000 shares of common stock held by HFE Holdings Limited. Mr. Chan has sole voting and investment power with respect to the shares held by HFE Holdings Limited. Mr. Chan is the beneficial owner of 6,191,588 shares of the common stock of Alset Inc.
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