Filing Details
- Accession Number:
- 0001140361-11-043502
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-24 16:15:11
- Reporting Period:
- 2011-08-22
- Filing Date:
- 2011-08-24
- Accepted Time:
- 2011-08-24 16:15:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1501364 | Rockville Financial Inc. | RCKB | Savings Institutions, Not Federally Chartered (6036) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1509759 | Iv Hw William Crawford | Rockville Financial New, Inc. 1645 Ellington Road South Windsor CT 06074 | Senior Executive Vp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-22 | 1,000 | $9.05 | 1,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,778 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $10.54 | 2011-03-15 | 2021-01-03 | 44,685 | 44,685 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-01-03 | 44,685 | 44,685 | Direct |
Footnotes
- Restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 6,166 shares vest in equal 20% increments over a five year period, the first 20% vesting on March 15, 2011 and the subsequent vesting on each January 3rd of the following years. The reported number of shares is net of 388 shares withheld by the Issuer for tax withholding purposes.
- The reported number of shares is net of 388 shares withheld by the Issuer for tax withholding purposes.
- Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 15, 2011 and the subsequent vesting on each January 3rd of the following years.