Filing Details
- Accession Number:
- 0001164727-11-000095
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-24 15:48:56
- Reporting Period:
- 2011-08-22
- Filing Date:
- 2011-08-24
- Accepted Time:
- 2011-08-24 15:48:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1164727 | Newmont Mining Corp | NEM | Gold And Silver Ores (1040) | 841611629 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1064615 | R Jeffrey Huspeni | 6363 South Fiddlers Green Circle Greenwood Village CO 80111 | Svp, Asia Pacific Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $1.60 Par Value | Acquisiton | 2011-08-22 | 7,750 | $28.56 | 41,657 | No | 4 | M | Direct | |
Common Stock, $1.60 Par Value | Disposition | 2011-08-22 | 7,750 | $63.06 | 33,907 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2011-08-22 | 7,750 | $0.00 | 7,750 | $28.56 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-05-14 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices between $63.00 and $63.20. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
- As of July 31, 2011, the reporting person held 448 shares of Newmont Mining Corporation common stock in his 401(k) Plan.
- The options vested in three equal annual installments on May 14, 2003, 2004 and 2005.