Filing Details

Accession Number:
0001200461-24-000013
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-08-19 18:14:17
Reporting Period:
2024-08-15
Accepted Time:
2024-08-19 18:14:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
2012706 Sunrise Realty Trust Inc. SUNS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1200461 M Leonard Tannenbaum 525 Okeechobee Blvd
Suite 1650
West Palm Beach FL 33401
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-08-15 53,163 $12.47 237,966 No 4 P Indirect See footnote
Common Stock Acquisiton 2024-08-16 65,000 $12.41 302,966 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,270,763 Direct
Common Stock 58,958 Indirect See footnote
Common Stock 24,959 Indirect Held by spouse
Footnotes
  1. This transaction was executed in multiple trades ranging from $11.78 to $13.00; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.
  2. These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
  3. This transaction was executed in multiple trades ranging from $12.25 to $12.49; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.
  4. These shares are held by the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
  5. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.