Filing Details

Accession Number:
0000950170-24-098697
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-08-19 17:29:00
Reporting Period:
2024-08-15
Accepted Time:
2024-08-19 17:29:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
110621 Rpm International Inc RPM Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) 020642224
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1224025 C Frank Sullivan 2628 Pearl Road
Medina OH 44256
Chairman And Ceo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2024-08-15 210,000 $60.01 1,249,040 No 4 M Direct
Common Stock, $0.01 Par Value Disposition 2024-08-15 107,426 $117.31 1,141,614 No 4 D Direct
Common Stock, $0.01 Par Value Disposition 2024-08-15 45,491 $117.31 1,096,123 No 4 F Direct
Common Stock, $0.01 Par Value Disposition 2024-08-16 57,083 $116.06 1,039,040 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2024-08-19 24,000 $0.00 1,015,040 No 4 G Direct
Common Stock, $0.01 Par Value Acquisiton 2024-08-19 2,000 $0.00 5,000 No 4 G Indirect As custodian for son
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 S Direct
No 4 G Direct
No 4 G Indirect As custodian for son
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2024-08-15 210,000 $0.00 210,000 $60.01
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,011,100 2028-07-16 No 4 D Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.01 Par Value 15,600 Indirect By Thomas C. Sullivan Irrevocable Trust FBO Frank C. Sullivan 10/26/12
Common Stock, $0.01 Par Value 5,080 Indirect By 401(k) Plan
Footnotes
  1. Price reported constitutes the average weighted price of shares sold. Shares were purchased at varying prices in the range of $115.49 - $117.23. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
  2. Includes an aggregate of 1,844 shares of Common Stock issued pursuant to the Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 102,136 vested restricted shares of Common Stock held in escrow until the Reporting Person's retirement, and 21,540 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the Plan.
  3. Approximate number of shares of Common Stock held as of August 19, 2024 in the account of the Reporting Person by Fidelity Trust Management Company, as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended.
  4. The Stock Appreciation Rights vested on July 16, 2019, 2020, 2021 and 2022..
  5. Stock Appreciation Rights granted pursuant to the Plan in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2019 and 2024 and expire 10 years from the date of grant.