Filing Details

Accession Number:
0001445305-24-000115
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-08-19 16:13:45
Reporting Period:
2024-08-16
Accepted Time:
2024-08-19 16:13:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1445305 Workiva Inc WK () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1014008 J. Martin Vanderploeg 2900 University Boulevard
Ames IA 50010
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2024-08-16 4,000 $78.91 341,869 No 4 P Indirect By living trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By living trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 326,862 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 710,562 710,562 Indirect
Class A Common Stock Class B Common Stock $0.00 491,270 491,270 Indirect
Class A Common Stock Employee Stock Option to Purchase Class A Common Stock $14.74 2017-02-01 2026-01-31 84,210 84,210 Direct
Class A Common Stock Employee Stock Option to Purchase Class A Common Stock $12.40 2018-02-01 2027-01-31 200,204 200,204 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
710,562 710,562 Indirect
491,270 491,270 Indirect
2026-01-31 84,210 84,210 Direct
2027-01-31 200,204 200,204 Direct
Footnotes
  1. The price reported in Column 4 is a weighted-average price. The price actually received ranges from $78.50 to $79.40. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
  2. Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).
  3. Grant of stock option pursuant to the 2014 Equity Incentive Plan.
  4. Vests in three equal annual installments commencing on the first anniversary of the grant date.