Filing Details
- Accession Number:
- 0000950170-24-098117
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-08-16 16:47:10
- Reporting Period:
- 2024-08-14
- Accepted Time:
- 2024-08-16 16:47:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1563880 | Trevi Therapeutics Inc. | TRVI | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1229946 | Thomas Sciascia | C/O Trevi Therapeutics, Inc. 195 Church Street, 16Th Floor New Haven CT 06510 | Chief Scientific Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-08-14 | 100 | $1.43 | 220,415 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-08-14 | 100 | $2.75 | 220,315 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2024-08-15 | 12,745 | $1.43 | 233,060 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-08-15 | 12,745 | $2.79 | 220,315 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2024-08-16 | 18,660 | $1.43 | 238,975 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-08-16 | 18,660 | $2.76 | 220,315 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2024-08-14 | 100 | $0.00 | 100 | $1.43 |
| Common Stock | Stock Option (right to buy) | Disposition | 2024-08-15 | 12,745 | $0.00 | 12,745 | $1.43 |
| Common Stock | Stock Option (right to buy) | Disposition | 2024-08-16 | 18,660 | $0.00 | 18,660 | $1.43 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 47,901 | 2024-11-24 | No | 4 | M | Direct | |
| 35,156 | 2024-11-24 | No | 4 | M | Direct | |
| 16,496 | 2024-11-24 | No | 4 | M | Direct |
Footnotes
- Includes 5,882 shares purchased through the Issuer's employee stock purchase plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.75 to $2.8020 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.75 to $2.77 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- This option was granted on November 25, 2014. The 48,001 shares of common stock underlying the option vested as to 25% of the shares on November 25, 2015 and vested as to the remaining 75% of the shares in equal monthly installments thereafter through November 25, 2018.
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