Filing Details
- Accession Number:
- 0001230245-24-000140
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-08-16 16:36:42
- Reporting Period:
- 2024-08-15
- Accepted Time:
- 2024-08-16 16:36:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1230245 | Piper Sandler Companies | PIPR | Security Brokers, Dealers & Flotation Companies (6211) | 300168701 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1538591 | R Chad Abraham | 800 Nicollet Mall Minneapolis MN 55402 | Ceo And Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-08-15 | 8,000 | $99.00 | 46,514 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-08-15 | 2,585 | $265.39 | 43,929 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-08-15 | 4,607 | $266.20 | 39,322 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-08-15 | 808 | $267.06 | 38,514 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2024-08-15 | 8,000 | $0.00 | 8,000 | $99.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 41,000 | 2018-02-15 | 2028-02-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 36,000 | Indirect | Through Living Trust |
Footnotes
- The price reported in Column 4 for all sales transactions on this report is a weighted average price. The shares sold in footnotes (1) through (3) were sold in multiple transactions at the price ranges provided in footnotes (1) through (3). These shares in footnote (1) were sold in multiple transactions at prices ranging from $264.5000 to $265.3850 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) through (3) upon request by the SEC staff, the issuer or any shareholder of the issuer.
- These shares were sold in multiple transactions at prices ranging from $265.5700 to $266.5650 inclusive.
- These shares were sold in multiple transactions at prices ranging from $266.6300 to $267.4800 inclusive.
- These shares are held in a revocable living trust, of which the reporting person and the reporting person's spouse are trustees, and the reporting person is a beneficiary.
Billionaire Hedge Funds
