Filing Details

Accession Number:
0000950170-24-097773
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-08-15 21:06:08
Reporting Period:
2024-08-13
Accepted Time:
2024-08-15 21:06:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1828811 Li-Cycle Holdings Corp. LICY Hazardous Waste Management (4955) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1990620 Mark Wellings C/O Li-Cycle Holdings Corp
207 Queens Quay West, Suite 590
Toronto A6 M5J 1A7
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Disposition 2024-08-13 6,250 $2.51 45,030 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 28,779 Indirect By ZCR Corp.
Footnotes
  1. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.50 to $2.53.
  2. Includes 38,452 RSUs previously awarded to the reporting person under the Li-Cycle Holdings Corp. 2021 Incentive Award Plan. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp. subject to time-vesting conditions in accordance with the underlying award and the reporting person's continued service through such vesting date.
  3. On June 3, 2024, Li-Cycle Holdings Corp. effected a share consolidation of its common shares (the "Share Consolidation") at a consolidation ratio of one post-consolidation share for every eight pre-consolidation shares. The number of securities reported on this Form 4 have been adjusted to reflect the Share Consolidation.
  4. Consists of common shares held by ZCR Corp. Mr. Wellings is the sole owner of ZCR Corp. and has voting or investment control over the common shares held by ZCR Corp.