Filing Details

Accession Number:
0000950170-24-097758
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-08-15 19:44:45
Reporting Period:
2024-08-13
Accepted Time:
2024-08-15 19:44:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1394056 One Stop Systems Inc. OSS Electronic Computers (3571) 330885351
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1664091 Jr. M. Joseph Manko 2235 Enterprise Street, Suite 110
Escondido CA 92029
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-08-13 50,000 $1.94 1,149,899 No 4 P Indirect Horton Capital Partners Fund, LP
Common Stock Acquisiton 2024-08-14 25,000 $1.99 1,174,899 No 4 P Indirect Horton Capital Partners Fund, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Horton Capital Partners Fund, LP
No 4 P Indirect Horton Capital Partners Fund, LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 21,000 Direct
Footnotes
  1. The shares are owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of Horton Capital Management, LLC ("HCM"), which serves as the investment manager of HCPF, and as the managing member of Horton Capital Partners, LLC, which serves as the general partner of HCPF, may be deemed to beneficially own the shares held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
  2. Includes 21,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.