Filing Details
- Accession Number:
- 0000950170-24-097758
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-08-15 19:44:45
- Reporting Period:
- 2024-08-13
- Accepted Time:
- 2024-08-15 19:44:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1394056 | One Stop Systems Inc. | OSS | Electronic Computers (3571) | 330885351 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1664091 | Jr. M. Joseph Manko | 2235 Enterprise Street, Suite 110 Escondido CA 92029 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-08-13 | 50,000 | $1.94 | 1,149,899 | No | 4 | P | Indirect | Horton Capital Partners Fund, LP |
Common Stock | Acquisiton | 2024-08-14 | 25,000 | $1.99 | 1,174,899 | No | 4 | P | Indirect | Horton Capital Partners Fund, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Horton Capital Partners Fund, LP |
No | 4 | P | Indirect | Horton Capital Partners Fund, LP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 21,000 | Direct |
Footnotes
- The shares are owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of Horton Capital Management, LLC ("HCM"), which serves as the investment manager of HCPF, and as the managing member of Horton Capital Partners, LLC, which serves as the general partner of HCPF, may be deemed to beneficially own the shares held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- Includes 21,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.