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Filing Details

Accession Number:: 0001563190-24-000146
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-08-14 21:00:33
Reporting Period:: 2024-08-12

Accepted Time:: 2024-08-14 21:00:33
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1563190	Compass Inc.	COMP	Services-Computer Programming Services (7371)	300751604

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1847178	L. Robert Reffkin	C/O Compass, Inc. 110 Fifth Avenue, 4Th Floor New York NY 10011	Chairman And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2024-08-12	27,664	$4.17	393,486	No	4	S	Direct
Class A Common Stock	Acquisiton	2024-08-13	578,850	$0.00	972,336	No	4	A	Direct
Class A Common Stock	Disposition	2024-08-13	972,336	$4.22	0	No	4	S	Direct
Class A Common Stock	Disposition	2024-08-12	500,000	$4.16	7,828,116	No	4	S	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	A	Direct
No	4	S	Direct
No	4	S	Indirect	See Footnotes

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class C Common Stock	Disposition	2024-08-13	578,850	$0.00	578,850	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
14,633,787			No	4	D	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Class C Common Stock	$0.00			4,125,000	4,125,000	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	4,125,000	4,125,000	Indirect

Footnotes

Automatic sales by Robert Reffkin pursuant to a Rule 10b5-1 plan adopted on May 10, 2024.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.1308 to $4.21 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Represents the conversion by the Reporting Person of Class C Common Stock for Class A Common Stock.
Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.10 to $4.3796 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Automatic sales by 2021 Reffkin Remainder Interest Trust pursuant to a Rule 10b5-1 plan adopted on May 10, 2024.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.13 to $4.32 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Represents (i) 4,148,000 shares of Class A Common Stock owned by the 2021 Reffkin Remainder Interest Trust, (ii) 3,190,870 shares of Class A Common Stock owned by the Reffkin Investment II Corp, (iii) 411,111 shares of Class A Common Stock owned by The Ruth Reffkin Family Trust and (iv) 78,135 shares of Class A Common Stock owned by the Reffkin 2022 Family Trust.
Shares owned by Reffkin Investment I Corp. The Robert Lee Reffkin Revocable Trust is the sole and controlling shareholder of Reffkin Investment I Corp.