Filing Details

Accession Number:
0001321655-24-000144
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-08-14 20:06:44
Reporting Period:
2024-08-12
Accepted Time:
2024-08-14 20:06:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1321655 Palantir Technologies Inc. PLTR Services-Prepackaged Software (7372) 680551851
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1965681 A. Heather Planishek C/O Palantir Technologies Inc.
1200 17Th Street, Floor 15
Denver CO 80202
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2024-08-12 20,000 $4.72 632,006 No 4 M Direct
Class A Common Stock Disposition 2024-08-12 20,000 $30.24 612,006 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (Right to buy) Disposition 2024-08-12 20,000 $0.00 20,000 $4.72
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
30,000 2030-06-03 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 8,130 Indirect See Footnote
Footnotes
  1. This transaction is part of a related series of transactions undertaken on August 12, 2024 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on May 13, 2024. The Reporting Person exercised 20,000 vested Class A Common Stock options and immediately sold the shares of Class A Common Stock in the open market.
  2. This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $30.19 to $30.35. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
  3. These shares are held of record by the Reporting Person as Custodian for a minor child under the Uniform Transfers to Minors Act (CO). The Reporting Person disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.
  4. The options exercised in this transaction were fully vested and exercisable as of the transaction date.