Filing Details
- Accession Number:
- 0001321655-24-000143
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-08-14 20:05:22
- Reporting Period:
- 2024-08-12
- Accepted Time:
- 2024-08-14 20:05:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1321655 | Palantir Technologies Inc. | PLTR | Services-Prepackaged Software (7372) | 680551851 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1823940 | A. David Glazer | C/O Palantir Technologies Inc. 1200 17Th Street, Floor 15 Denver CO 80202 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2024-08-12 | 107,500 | $4.72 | 405,512 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2024-08-12 | 107,500 | $31.18 | 298,012 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2024-08-14 | 72,500 | $4.72 | 370,512 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2024-08-14 | 72,500 | $31.18 | 298,012 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (Right to buy) | Disposition | 2024-08-12 | 107,500 | $0.00 | 107,500 | $4.72 |
| Class A Common Stock | Employee Stock Option (Right to buy) | Disposition | 2024-08-14 | 72,500 | $0.00 | 72,500 | $4.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 495,156 | 2030-06-03 | No | 4 | M | Direct | |
| 422,656 | 2030-06-03 | No | 4 | M | Direct |
Footnotes
- This transaction is part of a related series of transactions undertaken on August 12, 2024 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on December 12, 2023. The Reporting Person exercised 107,500 vested Class A Common Stock options and immediately sold the shares of Class A Common Stock in the open market.
- This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $31.18 to $31.19. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
- This transaction is part of a related series of transactions undertaken on August 14, 2024 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on December 12, 2023. The Reporting Person exercised 72,500 vested Class A Common Stock options and immediately sold the shares of Class A Common Stock in the open market.
- The options exercised in this transaction were fully vested and exercisable as of the transaction date.
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