Filing Details
- Accession Number:
- 0001415889-24-021223
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-08-13 17:30:05
- Reporting Period:
- 2024-08-12
- Accepted Time:
- 2024-08-13 17:30:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1819142 | Ses Ai Corp | SES | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1937313 | Kyle Pilkington | C/O Ses Ai Corporation 35 Cabot Road Woburn MA 01801 | Chief Legal Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2024-08-12 | 4,276 | $0.81 | 540,631 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- This transaction was effected pursuant to an automatic sell-to-cover arrangement between the Reporting Person and SES AI Corporation on August 8, 2022 to cover applicable withholding taxes on the vesting of restricted stock units. The automatic sell-to-cover instructions were intended to comply with the requirements of Rule 10b5-1(c). The sale was not a discretionary trade by the Reporting Person.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.81 to $0.85, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- Includes 472,883 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest.