Filing Details

Accession Number:
0001213900-24-068267
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-08-13 16:15:11
Reporting Period:
2024-08-09
Accepted Time:
2024-08-13 16:15:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1356090 Precigen Inc. PGEN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1091823 J Randal Kirk C/O Third Security, Llc
1881 Grove Avenue
Radford VA 24141
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-08-09 23,529,411 $0.85 64,547,214 No 4 P Indirect by R.J. Kirk DOT
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect by R.J. Kirk DOT
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,085,471 Indirect by Third Security
Common Stock 490,401 Indirect by JPK 2008
Common Stock 3,703,398 Indirect by JPK 2009
Common Stock 1,654,363 Indirect by JPK 2012
Common Stock 489,438 Indirect by MGK 2008
Common Stock 3,944,437 Indirect by MGK 2009
Common Stock 1,637,040 Indirect by MGK 2011
Common Stock 578,079 Indirect by ZSK 2008
Common Stock 351,120 Indirect by ZSK 2009
Common Stock 453,731 Indirect by Kellie L. Banks LTT
Common Stock 1,096,686 Indirect by Parkview 2020
Common Stock 13,520,789 Indirect by Kapital Joe
Common Stock 1,403 Indirect by Lotus
Common Stock 16,406,828 Indirect by Sunset 2020
Common Stock 1,144,481 Indirect by Spouse
Footnotes
  1. Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), Third Security, LLC ("Third Security"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 LLC ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Parkview 2020 Limited Partnership ("Parkview 2020"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), and Sunset 2020 LLC ("Sunset 2020"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.