Filing Details
- Accession Number:
- 0001213900-24-068267
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-08-13 16:15:11
- Reporting Period:
- 2024-08-09
- Accepted Time:
- 2024-08-13 16:15:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1356090 | Precigen Inc. | PGEN | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1091823 | J Randal Kirk | C/O Third Security, Llc 1881 Grove Avenue Radford VA 24141 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-08-09 | 23,529,411 | $0.85 | 64,547,214 | No | 4 | P | Indirect | by R.J. Kirk DOT |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | by R.J. Kirk DOT |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,085,471 | Indirect | by Third Security |
Common Stock | 490,401 | Indirect | by JPK 2008 |
Common Stock | 3,703,398 | Indirect | by JPK 2009 |
Common Stock | 1,654,363 | Indirect | by JPK 2012 |
Common Stock | 489,438 | Indirect | by MGK 2008 |
Common Stock | 3,944,437 | Indirect | by MGK 2009 |
Common Stock | 1,637,040 | Indirect | by MGK 2011 |
Common Stock | 578,079 | Indirect | by ZSK 2008 |
Common Stock | 351,120 | Indirect | by ZSK 2009 |
Common Stock | 453,731 | Indirect | by Kellie L. Banks LTT |
Common Stock | 1,096,686 | Indirect | by Parkview 2020 |
Common Stock | 13,520,789 | Indirect | by Kapital Joe |
Common Stock | 1,403 | Indirect | by Lotus |
Common Stock | 16,406,828 | Indirect | by Sunset 2020 |
Common Stock | 1,144,481 | Indirect | by Spouse |
Footnotes
- Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), Third Security, LLC ("Third Security"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 LLC ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Parkview 2020 Limited Partnership ("Parkview 2020"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), and Sunset 2020 LLC ("Sunset 2020"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.