Filing Details
- Accession Number:
- 0001127602-11-024164
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-24 10:13:19
- Reporting Period:
- 2011-08-19
- Filing Date:
- 2011-08-24
- Accepted Time:
- 2011-08-24 10:13:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1303942 | Bankfinancial Corp | BFIN | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1308174 | A Paul Cloutier | 15W060 North Frontage Road Burr Ridge IL 60527 | Evp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-08-19 | 10,000 | $7.20 | 110,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,222 | Indirect | By Employee Stock Ownership Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Rights to Buy) | $14.82 | 2011-09-05 | 6,000 | 6,000 | Direct | |
Common Stock | Stock Options (Rights to Buy) | $14.82 | 2011-09-05 | 60,000 | 60,000 | Direct | |
Common Stock | Stock Options (Rights to Buy) | $17.62 | 2011-09-05 | 85,000 | 85,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2011-09-05 | 6,000 | 6,000 | Direct |
2011-09-05 | 60,000 | 60,000 | Direct |
2011-09-05 | 85,000 | 85,000 | Direct |
Footnotes
- The weighted average sale price for the transactions reported was $7.2016. The range of the sales price was a low of $7.06 and a high of $7.2750. The reporting person will supply the Staff, the Issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects ESOP allocations that occurred as of December 31, 2010.
- Stock Option Awards granted pursuant to the February 2008 amendment to the 2007 management incentive compensation program whereby the executive elected to receive their 2007 incentive compensation in the form of stock options and received an additional stock option grant equal to 10% of the 2008 Elective Stock Options. These additional stock options will vest 50% on December 15, 2008 and June 15, 2009.
- Stock Options granted pursuant to the February 2008 amendment to the 2007 management incentive compensation program whereby the executive elected to receive 2007 incentive compensation in the form of stock options ("the 2008 Elective Stock Options"). These stock options vested upon grant.
- Stock Option Awards granted pursuant to the 2006 Equity Incentive Plan of BankFinancial Corporation vest ratably over five annual installments commencing December 15, 2006