Filing Details

Accession Number:
0001127602-11-024164
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-24 10:13:19
Reporting Period:
2011-08-19
Filing Date:
2011-08-24
Accepted Time:
2011-08-24 10:13:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1303942 Bankfinancial Corp BFIN Savings Institution, Federally Chartered (6035) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1308174 A Paul Cloutier 15W060 North Frontage Road
Burr Ridge IL 60527
Evp & Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-08-19 10,000 $7.20 110,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,222 Indirect By Employee Stock Ownership Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options (Rights to Buy) $14.82 2011-09-05 6,000 6,000 Direct
Common Stock Stock Options (Rights to Buy) $14.82 2011-09-05 60,000 60,000 Direct
Common Stock Stock Options (Rights to Buy) $17.62 2011-09-05 85,000 85,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2011-09-05 6,000 6,000 Direct
2011-09-05 60,000 60,000 Direct
2011-09-05 85,000 85,000 Direct
Footnotes
  1. The weighted average sale price for the transactions reported was $7.2016. The range of the sales price was a low of $7.06 and a high of $7.2750. The reporting person will supply the Staff, the Issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. Reflects ESOP allocations that occurred as of December 31, 2010.
  3. Stock Option Awards granted pursuant to the February 2008 amendment to the 2007 management incentive compensation program whereby the executive elected to receive their 2007 incentive compensation in the form of stock options and received an additional stock option grant equal to 10% of the 2008 Elective Stock Options. These additional stock options will vest 50% on December 15, 2008 and June 15, 2009.
  4. Stock Options granted pursuant to the February 2008 amendment to the 2007 management incentive compensation program whereby the executive elected to receive 2007 incentive compensation in the form of stock options ("the 2008 Elective Stock Options"). These stock options vested upon grant.
  5. Stock Option Awards granted pursuant to the 2006 Equity Incentive Plan of BankFinancial Corporation vest ratably over five annual installments commencing December 15, 2006