Filing Details

Accession Number:
0001940272-24-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-08-12 18:48:13
Reporting Period:
2024-08-09
Accepted Time:
2024-08-12 18:48:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1583648 Pieris Pharmaceuticals Inc. PIRS Pharmaceutical Preparations (2834) 300784346
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1758866 Adar1 Partners, Lp 3503 Wild Cherry Drive
Building 9
Austin TX 78738
No No Yes No
1940272 Adar1 Capital Management, Llc 3503 Wild Cherry Drive
Building 9
Austin TX 78738
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-08-09 3,000 $14.89 127,331 No 4 P Indirect By: ADAR1 Partners
Common Stock Acquisiton 2024-08-12 2,243 $15.88 129,574 No 4 P Indirect By: ADAR1 Partners
Common Stock Acquisiton 2024-08-12 757 $15.88 15,067 No 4 P Indirect By: Spearhead Insurance Solutions IDF, LLC - Series ADAR1
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By: ADAR1 Partners
No 4 P Indirect By: ADAR1 Partners
No 4 P Indirect By: Spearhead Insurance Solutions IDF, LLC - Series ADAR1
Footnotes
  1. ADAR1 Capital Management, LLC ("ADAR1 Capital"), an entity owned and controlled by Dr. Daniel Schneeberger, owns voting and investment control with respect to the shares held by ADAR1 Partners, LP ("ADAR1 Partners"). Because of the relationship between ADAR1 Partners and ADAR1 Capital, ADAR1 Capital may be deemed to beneficially own the shares held directly by ADAR1 Partners.
  2. ADAR1 Capital Management, LLC ("ADAR1 Capital"), an entity owned and controlled by Dr. Daniel Schneeberger, owns voting and investment control with respect to the shares held by Spearhead Insurance Solutions IDF, LLC - Series ADAR1 ("Spearhead"). Because of the relationship between Spearhead and ADAR1 Capital, ADAR1 Capital may be deemed to beneficially own the shares held directly by Spearhead.
  3. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.