Filing Details
- Accession Number:
- 0001940272-24-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-08-12 18:48:13
- Reporting Period:
- 2024-08-09
- Accepted Time:
- 2024-08-12 18:48:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1583648 | Pieris Pharmaceuticals Inc. | PIRS | Pharmaceutical Preparations (2834) | 300784346 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1758866 | Adar1 Partners, Lp | 3503 Wild Cherry Drive Building 9 Austin TX 78738 | No | No | Yes | No | |
1940272 | Adar1 Capital Management, Llc | 3503 Wild Cherry Drive Building 9 Austin TX 78738 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-08-09 | 3,000 | $14.89 | 127,331 | No | 4 | P | Indirect | By: ADAR1 Partners |
Common Stock | Acquisiton | 2024-08-12 | 2,243 | $15.88 | 129,574 | No | 4 | P | Indirect | By: ADAR1 Partners |
Common Stock | Acquisiton | 2024-08-12 | 757 | $15.88 | 15,067 | No | 4 | P | Indirect | By: Spearhead Insurance Solutions IDF, LLC - Series ADAR1 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By: ADAR1 Partners |
No | 4 | P | Indirect | By: ADAR1 Partners |
No | 4 | P | Indirect | By: Spearhead Insurance Solutions IDF, LLC - Series ADAR1 |
Footnotes
- ADAR1 Capital Management, LLC ("ADAR1 Capital"), an entity owned and controlled by Dr. Daniel Schneeberger, owns voting and investment control with respect to the shares held by ADAR1 Partners, LP ("ADAR1 Partners"). Because of the relationship between ADAR1 Partners and ADAR1 Capital, ADAR1 Capital may be deemed to beneficially own the shares held directly by ADAR1 Partners.
- ADAR1 Capital Management, LLC ("ADAR1 Capital"), an entity owned and controlled by Dr. Daniel Schneeberger, owns voting and investment control with respect to the shares held by Spearhead Insurance Solutions IDF, LLC - Series ADAR1 ("Spearhead"). Because of the relationship between Spearhead and ADAR1 Capital, ADAR1 Capital may be deemed to beneficially own the shares held directly by Spearhead.
- For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.