Filing Details
- Accession Number:
- 0001372677-11-000074
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-24 09:51:14
- Reporting Period:
- 2011-08-08
- Filing Date:
- 2011-08-24
- Accepted Time:
- 2011-08-24 09:51:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1344980 | Alliance Holdings Gp L.p. | AHGP | Bituminous Coal & Lignite Surface Mining (1221) | 030573898 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1392145 | Alliance Management Holdings Iii, Llc | 1717 South Boulder Avenue, Suite 400 Tulsa OK 74119 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Units | Disposition | 2011-08-08 | 25,000 | $30.00 | 412,122 | No | 4 | S | Direct | |
| Common Units | Disposition | 2011-08-10 | 8,500 | $30.00 | 403,622 | No | 4 | S | Direct | |
| Common Units | Disposition | 2011-08-11 | 4,167 | $30.00 | 399,455 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Units | Call option (obligation to sell) | Acquisiton | 2011-08-08 | 25,000 | $0.00 | 25,000 | $30.00 |
| Common Units | Call option (obligation to sell) | Acquisiton | 2011-08-10 | 8,500 | $0.00 | 8,500 | $30.00 |
| Common Units | Call option (obligation to sell) | Acquisiton | 2011-08-11 | 4,167 | $0.00 | 4,167 | $30.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 135,005 | 2011-07-01 | 2013-07-01 | No | 4 | P | Direct |
| 126,505 | 2011-07-01 | 2013-07-01 | No | 4 | P | Direct |
| 122,338 | 2011-07-01 | 2013-07-01 | No | 4 | P | Direct |
Footnotes
- AMH III entered into option agreements to sell 314,005common units of AHGP for an excercise price of $30.00 per common unit, the options are exercisable from July 1, 2011 through July 1, 2013. AMH III received consideration of $3.36 per common unit for each option.
Billionaire Hedge Funds
