Filing Details

Accession Number:
0001437749-24-026064
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-08-12 16:19:41
Reporting Period:
2024-08-08
Accepted Time:
2024-08-12 16:19:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1094831 Bgc Group Inc. BGC Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 863748217
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1726170 David Richards C/O Bgc Partners, Inc.
499 Park Avenue
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $0.01 Per Share Disposition 2024-08-08 13,063 $9.11 58,399 No 4 D Direct
Class A Common Stock, Par Value $0.01 Per Share Disposition 2024-08-09 43,893 $9.02 14,506 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 D Direct
No 4 S Direct
Footnotes
  1. On August 8, 2024, the reporting person sold 13,063 shares of BGC Group, Inc. (the "Company") Class A common stock, par value $0.01 per share ("Common Stock") to the Company in an exempt transaction pursuant to Rule 16b-3. The sale price per share was the closing price of the Class A common stock on August 8, 2024. The transaction was approved by the Audit Committee of the Company and was pursuant to its stock buyback authorization.
  2. Includes 14,506 Restricted Stock Units ("RSUs") granted pursuant to the BGC Group, Inc. Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Common Stock. 6,632 RSUs will vest on December 30, 2024. 3,937 RSUs will vest on November 14, 2024 and 3,937 RSUs will vest on November 14, 2025, in each case provided that the reporting person continues to serve as a member of the Board of Directors of the Issuer on such dates.