Filing Details
- Accession Number:
- 0001112679-10-000070
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-03 19:41:22
- Reporting Period:
- 2010-09-01
- Filing Date:
- 2010-09-03
- Accepted Time:
- 2010-09-03 19:41:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1358153 | Tom Carson | C/O Rovi Corporation 2830 De La Cruz Blvd. Santa Clara CA 95050 | Evp, Ww Sales And Services | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-09-01 | 12,500 | $30.00 | 26,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-09-01 | 12,500 | $44.05 | 13,500 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-09-01 | 21,249 | $13.53 | 34,749 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-09-01 | 21,249 | $44.05 | 13,500 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-09-02 | 1,042 | $15.73 | 14,542 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-09-02 | 1,042 | $44.05 | 13,500 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (right to buy) | Disposition | 2010-09-01 | 12,500 | $0.00 | 12,500 | $30.00 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2010-09-01 | 21,249 | $0.00 | 21,249 | $13.53 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2010-09-02 | 1,042 | $0.00 | 1,042 | $15.73 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
37,500 | 2016-09-01 | No | 4 | M | Direct | |
63,754 | 2013-06-01 | No | 4 | M | Direct | |
31,250 | 2016-03-01 | No | 4 | M | Direct |
Footnotes
- Sold pursuant to Mr. Carson's 10b5-1 plan dated May 20, 2010.
- Shares sold on the Open Market are reported as an average sell price per share of $44.05; breakdown of shares sold and per share sale prices are as follows: 166 at $43.88; 200 at $43.89; 100 at $43.91; 200 at $43.93; 100 at $43.94; 378 at $43.96; 200 at $43.97; 3,264 at $43.98; 2,378 at $43.99; 1,122 at $44.00; 628 at $44.01; 8,322 at $44.02; 900 at $44.03; 1,254 at $44.04; 1,749 at $44.05; 2,005 at $44.06; 1,100 at $44.07; 2,056 at $44.08; 519 at $44.09; 1,366 at $44.10; 959 at $44.11; 1,700 at $44.16; 500 at $44.17; 200 at $44.18; 283 at $44.19; 900 at $44.20 and 1,200 at $44.21.
- Sold pursuant to Mr. Carson's 10b5-1 plan dated September 2, 2008.
- Sold pursuant to Mr. Carson's 10b5-1 plan dated August 27, 2009.
- Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
- Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.