Filing Details

Accession Number:
0001112679-10-000070
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-09-03 19:41:22
Reporting Period:
2010-09-01
Filing Date:
2010-09-03
Accepted Time:
2010-09-03 19:41:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424454 Rovi Corp ROVI Periodicals: Publishing Or Publishing & Printing (2721) 261739297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1358153 Tom Carson C/O Rovi Corporation
2830 De La Cruz Blvd.
Santa Clara CA 95050
Evp, Ww Sales And Services No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-09-01 12,500 $30.00 26,000 No 4 M Direct
Common Stock Disposition 2010-09-01 12,500 $44.05 13,500 No 4 S Direct
Common Stock Acquisiton 2010-09-01 21,249 $13.53 34,749 No 4 M Direct
Common Stock Disposition 2010-09-01 21,249 $44.05 13,500 No 4 S Direct
Common Stock Acquisiton 2010-09-02 1,042 $15.73 14,542 No 4 M Direct
Common Stock Disposition 2010-09-02 1,042 $44.05 13,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (right to buy) Disposition 2010-09-01 12,500 $0.00 12,500 $30.00
Common Stock Employee Stock Options (right to buy) Disposition 2010-09-01 21,249 $0.00 21,249 $13.53
Common Stock Employee Stock Options (right to buy) Disposition 2010-09-02 1,042 $0.00 1,042 $15.73
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
37,500 2016-09-01 No 4 M Direct
63,754 2013-06-01 No 4 M Direct
31,250 2016-03-01 No 4 M Direct
Footnotes
  1. Sold pursuant to Mr. Carson's 10b5-1 plan dated May 20, 2010.
  2. Shares sold on the Open Market are reported as an average sell price per share of $44.05; breakdown of shares sold and per share sale prices are as follows: 166 at $43.88; 200 at $43.89; 100 at $43.91; 200 at $43.93; 100 at $43.94; 378 at $43.96; 200 at $43.97; 3,264 at $43.98; 2,378 at $43.99; 1,122 at $44.00; 628 at $44.01; 8,322 at $44.02; 900 at $44.03; 1,254 at $44.04; 1,749 at $44.05; 2,005 at $44.06; 1,100 at $44.07; 2,056 at $44.08; 519 at $44.09; 1,366 at $44.10; 959 at $44.11; 1,700 at $44.16; 500 at $44.17; 200 at $44.18; 283 at $44.19; 900 at $44.20 and 1,200 at $44.21.
  3. Sold pursuant to Mr. Carson's 10b5-1 plan dated September 2, 2008.
  4. Sold pursuant to Mr. Carson's 10b5-1 plan dated August 27, 2009.
  5. Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  6. Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
  7. Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.