Filing Details

Accession Number:
0001562180-24-006122
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-08-08 18:50:27
Reporting Period:
2024-08-06
Accepted Time:
2024-08-08 18:50:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1280784 Hercules Capital Inc. HTGC () 743113410
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1335754 K Paramjeet Randhawa C/O Hercules Capital, Inc.
1 North B Street, Suite 2000
San Mateo CA 94401
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-08-06 2,898 $18.07 15,972 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.
  2. Average purchase price. Shares purchased at prices between $18.01 and $18.12.
  3. Includes 124, 132, 120 and 114 dividend reinvestment shares acquired on August 25, 2023, November 22, 2023, March 6, 2024 May 21, 2024, respectively.