Filing Details
- Accession Number:
- 0001562180-24-006118
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-08-08 18:49:00
- Reporting Period:
- 2024-08-06
- Accepted Time:
- 2024-08-08 18:49:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1280784 | Hercules Capital Inc. | HTGC | () | 743113410 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1399121 | J Thomas Fallon | C/O Hercules Capital, Inc. 1 North B Street, Suite 2000 San Mateo CA 94401 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2024-08-06 | 1,158 | $0.00 | 6,789 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2024-08-06 | 1,158 | $0.00 | 86,677 | No | 4 | A | Indirect | By Trust |
| Common Stock | Acquisiton | 2024-08-06 | 5,723 | $18.33 | 92,400 | No | 4 | P | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | D | Direct | |
| No | 4 | A | Indirect | By Trust |
| No | 4 | P | Indirect | By Trust |
Footnotes
- Shares previously reported as directly owned are now being reported as indirectly owned.
- Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.
- Average purchase price. Shares purchased at prices between $18.3269 and $18.3280.
- Held by the Fallon Family Revocable Trust
Billionaire Hedge Funds
