Filing Details

Accession Number:
0001013594-24-000623
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-08-07 18:39:37
Reporting Period:
2024-08-07
Accepted Time:
2024-08-07 18:39:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1195734 Potbelly Corp PBPB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1040899 David Nierenberg 19605 Ne 8Th Street
Camas WA 98607
No No No No
1282683 Nierenberg Investment Management Company, Inc. 19605 Ne 8Th St
Camas WA 98607
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-08-05 13,886 $6.48 878,887 No 4 P Indirect The D3 Family Fund, L.P.
Common Stock Acquisiton 2024-08-05 25,268 $6.48 1,546,211 No 4 P Indirect The D3 Family Bulldog Fund, L.P.
Common Stock Acquisiton 2024-08-05 6,618 $6.48 101,338 No 4 P Indirect Haredale Ltd.
Common Stock Acquisiton 2024-08-06 1,571 $6.59 880,458 No 4 P Indirect The D3 Family Fund, L.P.
Common Stock Acquisiton 2024-08-06 2,859 $6.59 1,549,070 No 4 P Indirect The D3 Family Bulldog Fund, L.P.
Common Stock Acquisiton 2024-08-06 749 $6.59 102,087 No 4 P Indirect Haredale Ltd.
Common Stock Acquisiton 2024-08-07 7,097 $6.62 887,555 No 4 P Indirect The D3 Family Fund, L.P.
Common Stock Acquisiton 2024-08-07 12,915 $6.62 1,561,985 No 4 P Indirect The D3 Family Bulldog Fund, L.P.
Common Stock Acquisiton 2024-08-07 3,382 $6.62 105,469 No 4 P Indirect Haredale Ltd.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect The D3 Family Fund, L.P.
No 4 P Indirect The D3 Family Bulldog Fund, L.P.
No 4 P Indirect Haredale Ltd.
No 4 P Indirect The D3 Family Fund, L.P.
No 4 P Indirect The D3 Family Bulldog Fund, L.P.
No 4 P Indirect Haredale Ltd.
No 4 P Indirect The D3 Family Fund, L.P.
No 4 P Indirect The D3 Family Bulldog Fund, L.P.
No 4 P Indirect Haredale Ltd.
Footnotes
  1. This Form 4 is filed jointly by Nierenberg Investment Management Company, Inc. and David Nierenberg.
  2. Nierenberg Investment Management Company ("NIMCO") is the sole general partner of The D3 Family Fund, LP, The D3 Family Bulldog Fund, LP, and the Benedict Value Fund, LP and the sole investment manager of Haredale Ltd. (collectively, the "Funds"). Mr. Nierenberg is the president of NIMCO. By virtue of these relationships, each of the Reporting Persons may be deemed to beneficially own the securities owned directly by the Funds.
  3. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein.