Filing Details
- Accession Number:
- 0001013594-24-000623
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-08-07 18:39:37
- Reporting Period:
- 2024-08-07
- Accepted Time:
- 2024-08-07 18:39:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1195734 | Potbelly Corp | PBPB | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1040899 | David Nierenberg | 19605 Ne 8Th Street Camas WA 98607 | No | No | No | No | |
1282683 | Nierenberg Investment Management Company, Inc. | 19605 Ne 8Th St Camas WA 98607 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-08-05 | 13,886 | $6.48 | 878,887 | No | 4 | P | Indirect | The D3 Family Fund, L.P. |
Common Stock | Acquisiton | 2024-08-05 | 25,268 | $6.48 | 1,546,211 | No | 4 | P | Indirect | The D3 Family Bulldog Fund, L.P. |
Common Stock | Acquisiton | 2024-08-05 | 6,618 | $6.48 | 101,338 | No | 4 | P | Indirect | Haredale Ltd. |
Common Stock | Acquisiton | 2024-08-06 | 1,571 | $6.59 | 880,458 | No | 4 | P | Indirect | The D3 Family Fund, L.P. |
Common Stock | Acquisiton | 2024-08-06 | 2,859 | $6.59 | 1,549,070 | No | 4 | P | Indirect | The D3 Family Bulldog Fund, L.P. |
Common Stock | Acquisiton | 2024-08-06 | 749 | $6.59 | 102,087 | No | 4 | P | Indirect | Haredale Ltd. |
Common Stock | Acquisiton | 2024-08-07 | 7,097 | $6.62 | 887,555 | No | 4 | P | Indirect | The D3 Family Fund, L.P. |
Common Stock | Acquisiton | 2024-08-07 | 12,915 | $6.62 | 1,561,985 | No | 4 | P | Indirect | The D3 Family Bulldog Fund, L.P. |
Common Stock | Acquisiton | 2024-08-07 | 3,382 | $6.62 | 105,469 | No | 4 | P | Indirect | Haredale Ltd. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | The D3 Family Fund, L.P. |
No | 4 | P | Indirect | The D3 Family Bulldog Fund, L.P. |
No | 4 | P | Indirect | Haredale Ltd. |
No | 4 | P | Indirect | The D3 Family Fund, L.P. |
No | 4 | P | Indirect | The D3 Family Bulldog Fund, L.P. |
No | 4 | P | Indirect | Haredale Ltd. |
No | 4 | P | Indirect | The D3 Family Fund, L.P. |
No | 4 | P | Indirect | The D3 Family Bulldog Fund, L.P. |
No | 4 | P | Indirect | Haredale Ltd. |
Footnotes
- This Form 4 is filed jointly by Nierenberg Investment Management Company, Inc. and David Nierenberg.
- Nierenberg Investment Management Company ("NIMCO") is the sole general partner of The D3 Family Fund, LP, The D3 Family Bulldog Fund, LP, and the Benedict Value Fund, LP and the sole investment manager of Haredale Ltd. (collectively, the "Funds"). Mr. Nierenberg is the president of NIMCO. By virtue of these relationships, each of the Reporting Persons may be deemed to beneficially own the securities owned directly by the Funds.
- Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein.