Filing Details
- Accession Number:
- 0001127602-24-021806
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-08-07 16:53:07
- Reporting Period:
- 2024-08-06
- Accepted Time:
- 2024-08-07 16:53:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1229109 | Mariner J Kemper | 1010 Grand Blvd. Kansas City MO 64106 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-08-06 | 10,115 | $75.25 | 267,911 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-08-06 | 6,043 | $93.00 | 261,868 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-08-06 | 3,671 | $93.01 | 258,197 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-08-06 | 100 | $93.02 | 258,097 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-08-06 | 100 | $93.02 | 257,997 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-08-06 | 100 | $93.03 | 257,897 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-08-06 | 100 | $93.04 | 257,797 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-08-06 | 1 | $93.08 | 257,796 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2024-08-06 | 10,115 | $0.00 | 10,115 | $75.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-02-02 | 2027-02-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,000 | Indirect | By Daughter - Custodial Brokerage Account |
| Common Stock | 2,281 | Indirect | By Esop |
| Common Stock | 1,000 | Indirect | By Son - Custodial Brokerage Account |
| Common Stock | 22,460 | Indirect | By Trust - TUW RC Kemper For John Mariner |
| Common Stock | 12,558 | Indirect | By Trust: Mary S Hunt Trust |
| Common Stock | 290,397 | Indirect | Held by Kemper Realty |
| Common Stock | 395,989 | Indirect | Held by Pioneer Service Corporation |
| Common Stock | 1,649,504 | Indirect | By Trust - RC Kemper Irrevocable Trust |
Footnotes
- Options will vest 50% on 2/2/2019, 75% on 2/2/2020, and 100% on 2/2/2021.
Billionaire Hedge Funds
